FINRA suspended securities broker Martin Lerner [CRD: 871038, Boca Raton, Florida], and investors complained about him, based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin Lerner worked for David Lerner Associates Inc. from April 22, 1994, through May 31, 2024, where he served in registered and principal capacities. Investors should review […]

Investors potentially experienced sales practice violations by securities broker John Ross Gascoyne [CRD: 1837286, The Woodlands, Texas], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Gascoyne worked for Morgan Stanley Smith Barney from June 1, 2009, to January 6, 2023. Investors are encouraged to continue reading to discover more about […]

Investors might have sustained losses due to securities broker Eric Todd Bilitz [CRD: 2214828, Indianapolis, Indiana], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Bilitz worked for Ameriprise Financial Services LLC from January 12, 2001, to July 22, 2024, and later became registered with Vanderbilt Securities LLC on August 13, […]

Investors potentially experienced sales practice violations by securities broker Donald Trendley McKiernan [CRD: 1305965, Lake Bluff, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McKiernan worked for Landolt Securities Inc. beginning on November 8, 2005, as a securities broker and starting January 6, 2006, as a financial advisor. Investors are encouraged to […]

Investors have reportedly disputed the sales practices of securities broker Christopher William Duffy [CRD: 2515612, Red Bank, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Duffy worked for Morgan Stanley as a securities broker beginning June 1, 2009, and as a financial advisor with the firm starting March 3, […]

Investors potentially experienced sales practice violations by securities broker Ann Louise Werts (also known as Ann Louise Gilmore, Ann Louise Howard, and Ann Louise Vanderslice) [CRD: 5057784, Denver, Colorado], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Werts worked for Cabot Lodge Securities LLC from July 12, 2013, to April 13, […]

Soreide Law Group is investigating potential investor claims involving sales practice violations by securities brokers and financial advisors related to Apex South Creek DST. Apex South Creek DST is a Delaware Statutory Trust real estate investment that was marketed nationwide, frequently to investors completing Section 1031 exchanges, as a passive and income-oriented opportunity tied to […]

Soreide Law Group is investigating potential investor claims involving possible sales practice violations by securities brokers and financial advisors connected to Trenton – Black River IV LP. This investment is a private oil and gas drilling partnership that was sold to investors looking for alternative, energy-related opportunities outside the public markets. Public filings and other […]

Soreide Law Group is investigating potential investor claims involving alleged sales practice violations by securities brokers and financial advisors in connection with Resource Anadarko Royalties LLC. Resource Anadarko Royalties LLC is a private oil-and-gas investment offering focused on mineral and royalty interests, a type of product frequently promoted as an income-generating alternative investment. There is […]