Investors potentially experienced sales practice violations by securities broker Jeremy Todd Lindquist [CRD: 3198807, Melbourne, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lindquist has been registered as a securities broker with MML Investors Services LLC since August 12, 2011, and as a financial advisor with the firm since February 17, 2015. Continue reading to discover more about Lindquist’s disclosures.
MML Investor Accused Lindquist Of Unsuitable Recommendations
Evidently, a client filed a complaint about Jeremy Lindquist. The client alleged that Lindquist made an unsuitable recommendation involving a variable annuity purchased in 2021. As a result, on April 14, 2025, MML Investors Services settled the matter by paying the client $48,444.50.
Jeremy Lindquist Disclosed Unsuitable Advice Allegations By MML Investor
Additionally, a client of MML Investors Services disputed Lindquist’s sales practices by filing FINRA Arbitration No. 17-00002. Allegedly, Lindquist made an unsuitable recommendation. He allegedly advised the client to sell mutual funds and use the proceeds to purchase a whole life insurance policy and a fixed annuity. Consequently, MML Investors Services settled the matter on January 29, 2018, by compensating the client $200,000.
NYLIFE Investor Accused Lindquist Of Unsuitable Recommendations
Also, a client filed a complaint about Jeremy Lindquist. The client alleged that Lindquist made an unsuitable recommendation to liquidate four 529 plans and a variable life insurance policy held with other carriers to fund two universal life insurance policies. For this reason, the client allegedly sustained damages in connection with life insurance products. Therefore, on March 31, 2014, NYLIFE Securities settled the matter by paying the client $26,513.94.
Did You Sustain Losses Because Of Financial Advisor / Securities Broker Jeremy Lindquist?
Are you concerned about investments you made through Jeremy Lindquist? You should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the country. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Lindquist and the brokerage firms he worked for deny allegations of sales practice violations.