Investors potentially experienced sales practice violations by securities broker Jeremy Todd Lindquist [CRD: 3198807, Melbourne, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lindquist has been registered as a securities broker with MML Investors Services LLC since August 12, 2011, and as a financial advisor with the firm since February 17, 2015. Continue reading to discover more about Lindquist’s disclosures.
Evidently, a client filed a complaint about Jeremy Lindquist. The client alleged that Lindquist made an unsuitable recommendation involving a variable annuity purchased in 2021. As a result, on April 14, 2025, MML Investors Services settled the matter by paying the client $48,444.50.
Additionally, a client of MML Investors Services disputed Lindquist’s sales practices by filing FINRA Arbitration No. 17-00002. Allegedly, Lindquist made an unsuitable recommendation. He allegedly advised the client to sell mutual funds and use the proceeds to purchase a whole life insurance policy and a fixed annuity. Consequently, MML Investors Services settled the matter on January 29, 2018, by compensating the client $200,000.
Also, a client filed a complaint about Jeremy Lindquist. The client alleged that Lindquist made an unsuitable recommendation to liquidate four 529 plans and a variable life insurance policy held with other carriers to fund two universal life insurance policies. For this reason, the client allegedly sustained damages in connection with life insurance products. Therefore, on March 31, 2014, NYLIFE Securities settled the matter by paying the client $26,513.94.
Are you concerned about investments you made through Jeremy Lindquist? You should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the country. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Lindquist and the brokerage firms he worked for deny allegations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
Phone:
Fax: 1-954-760-6553
Email: [email protected]