Investors have come forward with complaints about securities broker Ryan Thomas Fleming (CRD:  4378425, Bellevue, WA). Evidently, the securities broker, who worked for Hornor Townsend Kent LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Hornor Townsend Kent LLC clients allege that Fleming made misrepresentations and made unsuitable recommendations. For more on […]

Soreide Law Group is investigating possible investor claims against securities broker Bill Burks (also known as William Charles Burks II) (CRD:  2944992, Flower Mound, TX). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Centaurus Financial Inc. Evidently, one or more investors alleged […]

Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Daniel Basford (CRD:  5077566, Westport, CT). Evidently, FINRA sanctioned the securities broker, who worked for David Lerner Associates Inc. Allegedly, Basford failed to testify when FINRA investigated the securities broker for possibly violating FINRA rules. Here is a brief summary of FINRA’s allegations […]

Soreide Law Group is investigating possible investor claims against securities broker Timothy Williams [CRD: 6341465, Tucson, Arizona]. Notably, FINRA sanctioned the securities broker, who worked for Edward Jones. Allegedly, Williams failed to respond to FINRA’s request for information. Here is a brief summary of FINRA’s allegations against Williams. Williams Barred By FINRA For Failure To […]

Soreide Law Group is investigating possible investor claims against securities broker Eric Willer [CRD: 2263899, Irving, Texas]. Notably, FINRA sanctioned the securities broker, who worked for Fusion Analytics Securities LLC. Allegedly, Willer made unsuitable recommendations. Here is a brief summary of FINRA’s allegations against Willer. FINRA Sanctions Fusion Analytics Securities LLC Securities Broker For Unsuitable […]

Investors have come forward with complaints about securities broker Jon Vinge [CRD: 4445831, Seattle, Washington]. Evidently, the securities broker, who worked for Intervest International Equities Corporation, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Intervest International Equities Corporation clients allege breach of fiduciary duty, unsuitability, and misrepresentation, among other things. For more […]

Soreide Law Group is investigating possible investor claims against securities broker Brandon Tatarevich [CRD: 4694264, Fort Worth, Texas]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for J.P. Morgan Securities LLC. For example, clients alleged unsuitable recommendations. Here is a brief summary of […]

Investors have come forward with complaints about securities broker Victor Sibilla [CRD: 1783361, Boca Raton, Florida]. Evidently, the securities broker, who worked for Westpark Capital Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. For more on these disclosures about Sibilla, see below. Westpark Capital Inc. Investor Accused Victor Sibilla Of Unauthorized Transactions […]

Soreide Law Group is investigating possible investor claims against securities broker Matthew Karle Panke (also known as Matt Panke) [CRD: 2227976, Clayton, Missouri]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Charles Schwab Co. Inc. Here is a brief summary of the […]