Soreide Law Group is investigating possible investor claims against securities broker Fariba Zehtabian Madison [CRD#: 1178259, Los Alamitos, CA]. Zehtabian has worked for (1) Western International Securities from 2012-Present; (2) U.S. Bancorp Investments from 2006-2012; and (3) Citicorp Investment Services from 2005-2006. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Western International Securities investors […]

Soreide Law Group is investigating possible investor claims against securities broker Betsy Lou Whipple [CRD#: 2703262, Hiko, NV]. Whipple worked for (1) Newbridge Financial Services as a financial advisor from 2018-Present; (2) Newbridge Securities Corporation as a securities broker from 2018-Present; and (3) Greenleaf Financial Network LLC as a financial advisor from 2017-2018. Specifically, Financial […]

Soreide Law Group is investigating possible investor claims against securities broker Thomas Paul Tibaldi [CRD#: 2672406, East Meadow, NY]. Tibaldi worked for (1) Citigroup Global Markets from 2007-Present; (2) Citicorp Investment Services from 2004-2007; and (3) Citicorp Investment Services from 2003-2007. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more Citigroup Global […]

Soreide Law Group is investigating possible investor claims against securities broker Edward Lawrence Turley, AKA Ed Turley [CRD#: 1872294, San Francisco, CA]. Turley worked for (1) J.P. Morgan Securities LLC from 2009-2021; (2) Lehman Brothers Inc. from 1995-2005; and CS First Boston Corporation from 1992-1995. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one […]

Soreide Law Group is investigating possible investor claims against securities broker Yin Yvonne Zhong AKA Yvonne Zhong [CRD#: 3203120, Los Gatos, CA]. Zhong worked for (1) NI Advisors from 2018-Present; (2) Cetera Investment Services from 2017-2018; and (3) LPL Financial LLC from 2017-2017. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that one or more […]

UBS Financial Services Investors have come forward with complaints about securities broker William Word Huthnance [CRD #: 4326519, Houston, Texas]. Huthnance has been employed by UBS Financial Services since 2015. Specifically, UBS Financial Services clients allege that Huthnance made unsuitable recommendations and misrepresentations. For more on these disclosures about Huthnance, see below. William Huthnance Allegedly […]

Soreide Law Group is investigating possible investor claims against securities broker Jimmy Yang Driggers AKA Jimmy Driggers [CRD #: 1359593, Sarasota, FL]. Driggers worked for (1) Morgan Stanley from 2009-2021; (2) Morgan Stanley & Co. Inc. from 2008-2009; and (3) UBS Financial Services from 1996-2008. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Morgan […]

FINRA reports allegations of sales practice violations by securities broker Mirsad Muharemovic (also known as Mirso Muharemovic) [CRD#: 3122589, Staten Island, New York]. Evidently, investors disputed the sales practices of the securities broker. Evidently, these disputes concern when the broker worked for Seaboard Securities and Arive Capital Markets. However, Muharemovic denies the allegations of sales […]

Soreide Law Group is investigating possible investor claims against securities broker Cass J. Jenkins [CRD#: 4304584, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Merrill Lynch Pierce Fenner Smith Incorporated. Evidently, one or more clients allege sales practice violations in these disputes, including […]