Client Of IFG Files Dispute Involving Alternative Investments By Shim Plotkin Soreide Law Group is examining investor complaints concerning securities broker Shimshon Plotkin “Shim Plotkin” (CRD#: 2431863, Chevy Chase, Maryland), as disclosed on FINRA BrokerCheck. Evidently, Plotkin worked for Independent Financial Group LLC (2011 - present). Also, he worked for Pacific West Securities Inc. (2006 […]

Client Of First Allied Securities Files Dispute About Larry Boggs' Annuity Recommendations Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Larry Glenn Boggs (CRD#: 1874727, Atlanta, Georgia). Notably, Boggs discloses information about investor disputes on FINRA BrokerCheck. Evidently, he was a securities broker at First Allied Securities  […]

Barred Securities Broker Ian Ha Involved In AXA Advisors Client Disputes The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Ian Ha (CRD#: 5679255, Los Angeles, California). It appears that the disclosures involving Ha may concern his employment at securities firms Infinity Financial Services (his employer from 2018 to 2020) […]

FINRA Issues Suspension To Westpark's Richard Rappaport FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Richard Alyn Rappaport “Rick Rappaport” (CRD#: 1885122, Los Angeles, California) and that those violations resulted in damages. Evidently, Rappaport has worked as a Westpark Capital securities broker since 2004, most recently as CEO. Take a look […]

Voya Client Alleges Misrepresentation By Securities Broker William Johnson Soreide Law Group is reviewing investor disputes concerning securities broker William Colie Johnson (CRD#: 3174473, Greenville, South Carolina), as disclosed on FINRA BrokerCheck. Evidently, Johnson was a securities broker at Voya Financial Advisors from 1999 to 2019. Let’s take a closer look at the allegations of […]

Broker Gregory Young Faces Alternative Investment Disputes From Voya Financial Clients FINRA BrokerCheck contains important disclosures on Gregory Scott Young (CRD#: 3063221, Blythewood, South Carolina). It appears that Young worked for Voya Financial Advisors (2012 to 2017), and JP Turner Company (2010 to 2012). You’ll want to take a closer look at the allegations of […]

Securities Broker Jeffrey Fitz Is Involved In An Investor's Dispute Alleging Misrepresentation Soreide Law Group is examining investor disputes concerning securities broker Jeffrey William Fitz (CRD#: 2211620, Short Hills, New Jersey), as disclosed on FINRA BrokerCheck. Evidently, Fitz worked for securities firm Merrill Lynch as a securities broker and financial advisor from 2013 to 2021. […]

Sales Practice Violations Alleged In Investor Dispute About Broker Miaojun Yuan Soreide Law Group discusses the FINRA BrokerCheck disclosures on securities broker Miaojun Yuan (CRD#: 4014807, City of Industry, California). Evidently, Yuan worked as a securities broker or financial advisor for Questar Capital Corporation from 2007 to 2019. For more information, read the following summary […]

Stefan Pastor Is Barred By FINRA And Involved In A Raymond James Investor Dispute Notably, FINRA provides important information in regard to securities broker Stefan Anton Pastor (CRD#: 5141819, Fort Lauderdale, Florida). It appears that the disclosures involving Pastor concern his employment at securities firms Raymond James Financial Services. Let’s take a closer look at […]