Investors Allege Sales Practice Violations In Disputes About Cetera Financial, Bill Burks FINRA BrokerCheck contains important investor information relating to securities broker William Charles Burks “Bill Burks” (CRD#: 2944992, Flower Mound, Texas). Evidently, Burks works at Centaurus Financial Inc. as both a financial advisor (2011 to present) and securities broker (2000 to present). It appears […]

Wintrust Client Brings Dispute About Broker Scott Steinhorst Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Scott Robert Steinhorst (CRD#: 3274380, Hartland, Wisconsin). Evidently, Steinhorst was a securities broker at Wintrust Investments (2004 to 2019). Also, he worked for Wayne Hummer Investments. Here is an overview of […]

Client Of Planned Financial Programs Brings Dispute About Mark Brody Soreide Law Group gives you an updated on securities broker Mark Stewart Brody (CRD#: 1475753, Melville, New York). Particularly, Brody has worked as a securities broker for Planned Financial Programs Inc. since 1990. Here is a summary of the BrokerCheck disclosures involving allegations of unsuitable […]

Broker Melvin Pirchesky Involved In Disputes Brought By Boustead Investors Soreide Law Group is reviewing investor complaints concerning securities broker Melvin Pirchesky (CRD#: 1143100, Irvine, California), as disclosed on FINRA BrokerCheck. Evidently, Pirchesky worked for securities firm Boustead Securities from 2016 to 2019. Read further to learn more about the allegations of misrepresentations and excessive […]

Investor Alleges Traderfield, Daniel Soliman Misrepresented Information About Trading Soreide Law Group is examining investor disputes concerning securities broker Daniel M. Soliman (CRD#: 6053300, New York, New York), as disclosed on FINRA BrokerCheck. Notably, Soliman was a securities broker at Traderfield Securities (his employer from 2016 to 2018) during the time of the allegations against […]

Client Of IFG Files Dispute Involving Alternative Investments By Shim Plotkin Soreide Law Group is examining investor complaints concerning securities broker Shimshon Plotkin “Shim Plotkin” (CRD#: 2431863, Chevy Chase, Maryland), as disclosed on FINRA BrokerCheck. Evidently, Plotkin worked for Independent Financial Group LLC (2011 - present). Also, he worked for Pacific West Securities Inc. (2006 […]

Client Of First Allied Securities Files Dispute About Larry Boggs' Annuity Recommendations Investment loss recovery counsel at Soreide Law Group provides you with new information on securities broker Larry Glenn Boggs (CRD#: 1874727, Atlanta, Georgia). Notably, Boggs discloses information about investor disputes on FINRA BrokerCheck. Evidently, he was a securities broker at First Allied Securities  […]

Barred Securities Broker Ian Ha Involved In AXA Advisors Client Disputes The Financial Industry Regulatory Authority (FINRA) provides important information in regard to securities broker Ian Ha (CRD#: 5679255, Los Angeles, California). It appears that the disclosures involving Ha may concern his employment at securities firms Infinity Financial Services (his employer from 2018 to 2020) […]

FINRA Issues Suspension To Westpark's Richard Rappaport FINRA BrokerCheck indicates that investors alleged sales practice violations involving securities broker Richard Alyn Rappaport “Rick Rappaport” (CRD#: 1885122, Los Angeles, California) and that those violations resulted in damages. Evidently, Rappaport has worked as a Westpark Capital securities broker since 2004, most recently as CEO. Take a look […]