Wells Fargo Clients File Disputes In Regard To David Logsdon The Financial Industry Regulatory Authority (“FINRA”) indicates that investors filed disputes about securities broker David Michael Logsdon (CRD#: 4178266, Hailey, Idaho). Namely, there are five disputes reported on Logsdon’s record alleging sales practice violations. In addition, FINRA issued a fine and suspension to Logsdon for […]

Broker Mason Gann Targeted In Berthel Fisher Investor Disputes There is troubling information that you should know about it concerning Berthel Fisher securities broker Mason Wayne Gann (CRD#: 4030936, Dallas, Texas). Notably, the securities broker faces client disputes, regulatory sanctions and more. It seems that Gann potentially sold unsuitable and misrepresented investments. Here’s a closer […]

FINRA Bars LPL Financial Broker Scott Mason The Financial Industry Regulatory Authority (“FINRA”) indefinitely barred securities broker Scott Mason (CRD#: 3207386, Greenwood Village, Colorado). It seems that Mason, who worked for LPL Financial (2013 and 2017) and Voya Financial Advisors (2018), received two sets of sanctions by FINRA. Also, LPL clients complained about Mason. Notably, […]

Park Avenue Securities' Robert Wynn Involved In Investors' Suitability Disputes Investors have come forward to challenge the sales practices of securities broker Robert Charles Wynn (CRD#: 2458453, Glendale, California). The securities broker, who worked for securities firm Park Avenue Securities from 1999 to 2017, is involved in at least seven investor disputes. Notably, investors allege […]

Laidlaw Securities Broker Joseph Fedorko Involved In Disputes Over His Trading Practices The Financial Industry Regulatory Authority (“FINRA”) reports troubling information regarding Laidlaw securities broker Joseph Michael Fedorko Jr. (CRD#: 2007317, Greenwich, Connecticut). Evidently, 18 investors have come forward to dispute Fedorko’s sales practices. These disputes allege various sales practice violations including suitability, misrepresentation, breach […]

Broker Randy Birkinbine Is Involved In Investor Dispute Alleging Unsuitable Transactions Investors continue to come forward in dispute of securities broker Randy Lee Birkinbine (CRD#: 2008599, North Oaks, Minnesota). Namely, Birkinbine, who presently works as a broker and financial planner of Ausdal Financial Partners, discloses four investor disputes. Notably, his clients allege that he committed […]

Oppenheimer Broker David Krumrey Allegedly Caused Investor Losses The investment loss recovery team at Soreide Law Group provides you with this Investor Alert in regard to securities broker David Wayne Krumrey (CRD#: 4121845, The Woodlands, Texas). The securities broker, who worked for Oppenheimer from 2009 to 2017, is targeted in at least 6 investor disputes. […]

Securities Broker Jim Allen Involved In Suitability Disputes Soreide Law Group is reviewing whether to bring possible investor lawsuits against James “Jim” Allen (CRD#: 2287824, Chicago, Illinois). The securities broker worked for Citigroup Global Markets (2007 to 2017), Sanctuary Securities (2017 to 2020) and Oppenheimer (2020 – present). Evidently, two investors brought investment disputes about […]

Broker Charles Correal Allegedly Sold Bad Investments The investment loss recovery attorneys at Soreide Law Group provide you with this Investor Alert in regard to securities broker Charles “Chuck” Ryan Correal (CRD#: 1366202, Pittsburgh, Pennsylvania). Of great concern is the fact that the securities broker, who worked for securities firms Morgan Stanley and Harvest Financial, […]