Securities Broker Damian Bell In Hot Water Over Alternative Investment Disputes The Financial Industry Regulatory Authority (FINRA) reports troubling information in regard to securities broker Damian Marlon Bell (CRD#: 2348521, Daphne, Alabama). Notably, the securities broker, who worked for firms including International Assets Advisory, International Assets Investment Management, and WFG Investments, has been targeted by […]

Clients Of Triad Advisors Dispute Mark Just's Sales Practices Investor Alert! There are problematic disclosures on the FINRA BrokerCheck report of Mark William Just (CRD#: 1138738, Indianapolis, Indiana). Evidently, Just is a Triad Advisors LLC broker. He also works as a financial advisor for The Just Company. Notably, the securities broker is involved in multiple […]

Ameriprise Clients Indicate That Broker Shawn Parker Possibly Sold Unsuitable, Misrepresented Investments The Financial Industry Regulatory Authority (FINRA) reports troubling information regarding Ameriprise Financial Services securities broker Shawn Elizabeth Parker (CRD#: 1768234, Schaumburg, Illinois). Notably, there are seven disputes reported on the securities broker’s public record. Also, Ameriprise reportedly permitted Parker to resign in June […]

Securities Broker John Cullen Targeted In Disputes From Clients Of Spartan Capital, Andrew Garret The Financial Industry Regulatory Authority (“FINRA”) reports investor disputes regarding the sales practices of securities broker John Cullen (CRD#: 5062835, Garden City, New York). Namely, this securities broker, who worked for five securities firms including Spartan Capital Securities and Andrew Garrett, […]

Broker Charles Kulch Targeted In Investor Disputes, Massachusetts Securities Division Complaint Soreide Law Group is investigating possible investor disputes against securities broker Charles Chester Kulch (CRD#: 2371584, Nashua, New Hampshire). Critically, the securities broker, who worked for NEXT Financial Group from 2006 to 2020, is the focus of at least 10 investors’ disputes. Not only […]

Client Of Royal Alliance Takes Aim At Broker Sharon Kwan For Purported Misrepresentation The Financial Industry Regulatory Authority (“FINRA”) reports troubling information on BrokerCheck in regard to broker Sharon Melinda Kwan (CRD#: 2578627, Arcadia, CA). Notably, her BrokerCheck record shows that three investors filed disputes, and that FINRA suspended her for violating FINRA rules. Evidently, […]

NYLife Investors Complain About Broker Sudesh Jain Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports that seven investor disputes are on the BrokerCheck record of securities broker Sudesh Kumar Jain (CRD#: 1325905, Dayton, Ohio). Evidently, Jain worked for NYLife Securities until 2016 and joined MML Investors Services in August 2017. Notably, investors indicate in […]

Investors File Disputes About Hugh Barndollar's Alternative Investment Sales The Financial Industry Regulatory Authority (“FINRA”) reports troubling information relating to securities broker Hugh “Hobby” Ordway Barndollar III (CRD#: 3027317, Land O’ Lakes, Florida). Evidently, Barndollar worked as a securities broker for firms including  JP Turner Company, Newport Coast Securities and Crown Capital Securities. He has […]

Clients File Investment Disputes About Broker Joel Lansat The investment loss recovery team at Soreide Law Group provides you with this Investor Alert concerning securities broker Joel Lansat (CRD#: 1623241, Palm Beach Gardens, Florida). FINRA BrokerCheck, which houses information about securities brokers, indicates that three investors challenged Lansat’s sales practices. Let’s take a look at […]