Investors Take Aim At Merrill Lynch's Kevin Schaefer Soreide Law Group is reviewing possible investor claims of sales practice violations against securities broker Kevin Joseph Schaefer (CRD#: 1286030, San Francisco, California). Notably, Financial Industry Regulatory Authority (“FINRA”) reports that six investors brought disputes about Schaefer, who worked for Merrill Lynch as a financial advisor from […]

Investors Dispute CFS Broker Jacqueline Hanson's Sales Practices Investor Alert! Soreide Law Group is investigating possible investor lawsuits to be brought against securities broker Jacqueline L. Hanson (CRD#: 2903017, Newark, New Jersey). Mainly, the Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by Hanson, who worked for CUSO Financial Services (“CFS”) […]

Broker Jeffrey Weiner's Sales Practices Questioned By MSI Clients Investor alert! Soreide Law Group provides you this update on investor disputes brought against securities broker Jeffrey Paul Weiner (CRD#: 2476604, New York, New York). Evidently, Weiner maintained an association with MSI Financial Services through 2017. He also worked for firms including MML Investors Services (2017 […]

Investors Take Aim At Broker Kevin Doyle Soreide Law Group is reviewing possible investor claims of sales practice violations against Aegis Capital Corp securities broker Kevin Doyle (CRD#: 2189452, Mineola, New York). Namely, investors brought disputes about the securities broker, who joined Aegis Capital Corp in September 2017. Here’s a summary of these disclosures which […]

Royal Alliance Clients Dispute Broker Darrin Farrow's Sales Practices The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Darrin Farrow (CRD#: 1995240). Particularly, four investors brought disputes about the securities broker, who worked for Royal Alliance Associates in Rocky River, Ohio until he was permitted to resign while under suspicion […]

Investors Take Aim At Adam Belardino Over Insurance, BDC Sales Soreide Law Group is investigating possible investor claims against securities broker Adam Belardino (CRD#: 5221927, Elmsford, New York). Evidently, the Financial Industry Regulatory Authority (“FINRA”) reports that five or more investors contested the sales practices of the securities broker, who worked for MML Investors Services […]

FINRA Bars Charles Euler For Refusing To Testify Investor alert! Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports 8 disclosures on the record of financial advisor Charles J. Euler (CRD#: 202696, Radnor, Pennsylvania). Notably, the securities broker is highlighted in at least seven disputes alleging sales practice violations. On top of that, FINRA barred Euler because […]

Title goes here Financial Industry Regulatory Authority BrokerCheck contains a number of alarming concerns surrounding the sales practices of financial advisor Kirk Badii (CRD#: 5829768, Los Angeles, California). In summary, five investors brought lawsuits or complaints about the broker, who worked for Cantella (2018 to 2020), Raymond James (2018) and UBS Financial Services (2012 to […]

Broker John Carroll Involved In Berthel Fisher Investors' Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling accusations by investors against securities broker John W. Carroll (CRD#: 41769, Maumee, Ohio). Most importantly, four investors brought disputes about the securities broker, who worked for Berthel Fisher from 2005 to 2018 before the firm disaffiliated with him […]