Soreide Law Group is investigating potential investor claims involving recommendations and sales of Master Limited Partnership (“MLP”) stocks by securities brokers and financial advisors. MLPs are publicly traded partnership investments, primarily connected to energy infrastructure, pipelines, oil, gas, and natural resource operations, that are often marketed to investors for their high cash distributions and tax […]

Investors apparently complained about securities broker Joshua William Sievers [CRD: 6927788, Fort Wayne, Indiana], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sievers worked for Bankers Life Securities Inc. from April 2, 2018, to the present, and Bankers Life Advisory Services Inc. from September 18, 2019, to the present. Investors are encouraged […]

Investors potentially experienced sales practice violations by securities broker Christ Mavrakos (also known as Christ Mavrakakos, Chris Mavrakos, Christopher Mavrakos, and Chris Mavrokos) [CRD: 1793086, Safety Harbor, Florida], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mavrakos worked for LPL Financial LLC from November 26, 2012, to the present, and MFP Financial […]

Investors apparently complained about securities broker Peter Thomas Lawrence [CRD: 2695687, Hauppauge, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lawrence worked for American Portfolios Financial Services Inc. from January 8, 2019, to November 21, 2023. Read on to learn more about disclosures involving Lawrence and allegations concerning […]

Investors apparently complained about securities broker Anthony Sica [CRD: 1332626, New York, New York], given the disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Anthony Sica worked for Joseph Gunnar Co. LLC from October 31, 2003, to June 21, 2024. Read on to discover more about disclosures involving Sica, including regulatory actions and client […]

Investors have reportedly disputed the sales practices of securities broker John Dennis Lowry [CRD: 4336146, New York, New York], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. John Lowry has been registered with Spartan Capital Securities LLC since July 10, 2008. See the following information to learn more about the disclosures involving […]

Investors potentially incurred losses because of securities broker Eric Lee Diamond (also known as Rick Diamond) [CRD: 1602991, Wellington, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Eric Diamond worked for Fidelity Brokerage Services LLC from January 10, 2007, to the present, and Strategic Advisers LLC from March 31, 2025, to […]

Investors have reportedly disputed the sales practices of securities broker Ronald Albert Gelok Jr. (also known as Ron Gelok) [CRD: 1403352, Naples, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gelok worked for Ronald Gelok Associates LLC from November 17, 2017, to the present, and AAG Capital Inc. from July 8, […]

Investors potentially experienced sales practice violations by securities broker Joel Daniel Harworth [CRD: 3131373, Prescott Valley, Arizona], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joel Harworth worked for Centaurus Financial Inc. beginning April 13, 2016, as a financial advisor and beginning April 15, 2016, as a securities broker. Investors […]