Investors have reportedly disputed the sales practices of securities broker Ronald Albert Gelok Jr. (also known as Ron Gelok) [CRD: 1403352, Naples, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gelok worked for Ronald Gelok Associates LLC from November 17, 2017, to the present, and AAG Capital Inc. from July 8, 2021, to the present. See the following information to discover more about the disclosures involving Gelok.
Particularly, a client filed a complaint about Gelok. Primarily, the client alleged that Gelok failed to properly explain an indexed life insurance policy issued through Minnesota Life. For this reason, the client allegedly incurred damages on life insurance products. Therefore, on May 23, 2024, Ronald Gelok Associates settled this matter by paying the client $50,000.
Evidently, a client of Ronald Gelok Associates LLC disputed Gelok’s sales practices by filing Civil Action No. SOM-L-1641-21 on December 17, 2021. Allegedly, Gelok recommended a deferred annuity and life insurance policy that were unsuitable considering the client’s financial condition and investment knowledge, while also allegedly failing to disclose the risks associated with those products. It appears that Gelok allegedly caused the client to experience damages on those products. As a result, the client seeks compensation from Ronald Gelok Associates LLC or Gelok in the amount of $100,000 in this ongoing matter.
Did you suffer any investment-related losses because of Ronald Gelok? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of individuals throughout the United States. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Gelok and brokerage firms Gelok worked for deny allegations of sales practice violations.
Investors have reportedly disputed the sales practices of securities broker Ronald Albert Gelok Jr. (also known as Ron Gelok) [CRD: 1403352, Naples, Florida], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gelok worked for Ronald Gelok Associates LLC from November 17, 2017, to the present, and AAG Capital Inc. from July 8, […]
Investors potentially experienced sales practice violations by securities broker Aubrey Walter Lee Jr. [CRD: 1685532, Farmington Hills, Michigan], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Aubrey Lee worked for Merrill Lynch from August 18, 1987, to October 2, 2024. Keep reading to find out more about the disclosures involving […]
Investors might have sustained losses due to securities broker Terri Lynn Fassi (also known as Terri Phelps and Terri Wojcicki) [CRD: 2526113, Windsor, Colorado], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Terri Fassi worked for Centaurus Financial Inc. in Windsor, Colorado, beginning January 3, 2007, as a securities broker and beginning April […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com