Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Scott Jason Lee [CRD: 4409541, Cold Spring, Minnesota]. Lee was previously registered with Ausdal Financial Partners Inc. from April 1, 2019, to June 22, 2021, and Moloney Securities Co. Inc. from April 5, 2016, to April 2, […]

Investors have filed disputes regarding securities broker and financial advisor, Shane DeSherlia (CRD#: 6800960, Jerseyville, Illinois]. DeSherlia works with Moloney Securities Co. Inc., located in Jerseyville, Illinois, since May 24, 2017, and with Moloney Securities Asset Management LLC at the same location since November 7, 2019. Recently, multiple investors raised concerns regarding DeSherlia's practices, specifically […]

Soreide Law Group is investigating possible investor claims against Glennon James Cole (also known as Glen James Cole) (CRD: 1999588, Manchester, Missouri). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Moloney Securities Co. Inc. Notably, one or more investors alleged misconduct in […]