Christina Silvius Disclosed Moloney Clients’ Negligence Allegations

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Christina Marie Silvius (also known as Christina Marie Lomas) [CRD: 4559574, Kansas City, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Christina Silvius has been registered with Moloney Securities Co. Inc. since September 23, 2004, and with Moloney Securities Asset Management LLC since December 23, 2016. To understand more about the specific allegations and the circumstances surrounding them, continue reading the detailed disclosures.

Suitability Allegations By Moloney Securities Co. Inc. Client

Particularly, a client of Moloney Securities Co. Inc. contested Christina Silvius’s sales practices by filing FINRA Arbitration No. 23-01075. Notably, the client alleged unsuitable advice and negligence between 2016 and 2020. It appears that Silvius allegedly caused the client to sustain damages on corporate bonds. Because of this, Moloney Securities Co. Inc. opted to settle the matter on April 21, 2023, by compensating the client in the amount of $75,000.

Client Alleged Negligence By Christina Silvius

Notably, a client of Moloney Securities Co. Inc. filed a complaint against Christina Silvius regarding her sales practices, leading to FINRA Arbitration No. 22-01695. Namely, the client alleged negligence and unsuitable transactions in 2017. This resulted in damages associated with corporate bonds. The complaint, filed on July 29, 2022, was settled on October 25, 2023, for $7,000. However, Silvius has refuted the allegations, stating no wrongdoing or liability.

Moloney Securities Co. Inc. Investor Accused Silvius Of Unsuitable Bonds

Evidently, a Moloney Securities Co. Inc. client filed FINRA Arbitration No. 22-01683 about Christina Silvius. Mainly, the securities broker was accused of suitability and negligence. Therefore, the client allegedly sustained damages on corporate bonds. Consequently, on August 17, 2023, Moloney Securities Co. Inc. settled this matter by paying the client $70,000 in damages.

Did You Sustain Losses Because Of Christina Silvius?

Have you sustained losses because of Christina Silvius? If so, get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors across the country, works on a contingency fee basis, and advances all costs. Silvius and the brokerage firms she worked for deny accusations of sales practice violations.