Investors might have sustained losses due to securities broker Glenn Herbert Cray [CRD: 5184058, Epping, New Hampshire], based on publicly available information reported on FINRA BrokerCheck. Cray has worked with Moloney Securities Co. Inc. since September 18, 2015, and with Moloney Securities Asset Management LLC since December 9, 2016. Read on to find out more […]

Investors apparently complained about securities broker Luke Cliff Schunk [CRD: 2387553, Tomahawk, Wisconsin], according to publicly available information reported on FINRA BrokerCheck. Schunk has worked with Moloney Securities Co. Inc. since March 16, 2012. See the following information to find out more Schunk’s disclosures involving client allegations. Schunk Disclosed Negligence Allegations By Moloney Securities Client […]

Investors potentially experienced losses due to securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to disclosures on FINRA BrokerCheck. According to the regulator, John Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. Read on to learn more about the securities broker’s disclosures. Investor Alleged Unsuitable Advice […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Laura Beth Barnes (CRD#: 4482198, Winterset, Iowa). Barnes previously worked for Moloney Securities Co. Inc. from July 2012 to December 2024 and for Eagle One Investments LLC from July 2005 to July 2012. Recent disclosures highlight regulatory actions against Barnes concerning violations of Regulation […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Donald Ralph Hancock [CRD: 828811, Manchester, Missouri]. Hancock has worked in the securities industry for over 48 years, holding registrations with several firms, including Moloney Securities Co. Inc. since 2010 and Moloney Securities Asset Management LLC since 2016. Recent disclosures highlight regulatory concerns and […]

Investors possibly experienced losses because of financial advisor / securities broker Shane Michael DeSherlia [CRD: 6800960, Jerseyville, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Shane DeSherlia has worked for Moloney Securities Co. Inc. since May 24, 2017, and Moloney Securities Asset Management LLC since November 7, 2019. Keep reading to […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Glennon James Cole (also known as Glen James Cole) [CRD: 1999588, Manchester, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Glennon Cole worked for Moloney Securities Co. Inc. from September 14, 2012, to February […]

Investors might have sustained losses due to securities broker Glennon James Cole (also known as Glen Cole) [CRD: 1999588, Manchester, Missouri], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cole was employed by Moloney Securities Co. Inc. from September 14, 2012, to February 8, 2021. Continue reading to learn more about […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Christina Marie Silvius (also known as Christina Marie Lomas) [CRD: 4559574, Kansas City, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Christina Silvius has been registered with Moloney Securities Co. Inc. since September 23, […]