Investors might have sustained losses because of securities broker Virginia Kimiye Panjvani (also known as Virginia Kimiye Kuwahara) [CRD: 833818, San Diego, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Panjvani worked for Stifel, Nicolaus & Company, Incorporated from September 5, 2018, to the present. See the following information to find out […]

One or more investors potentially experienced sales practice violations because of securities broker Fridtjov Markussen [CRD: 4323396, Leesburg, Virginia], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Fridtjov Markussen has worked with Osaic Wealth Inc. since August 23, 2024, and with AMJ Financial Wealth Management LLC since September 27, 2018. Previously, he worked […]

One or more investors apparently complained about securities broker Angela Mullis Bender (also known as Angela Ruth Mullis) [CRD: 5208180, Leesburg, Virginia], according to publicly available information on FINRA BrokerCheck. Evidently, Angela Bender has worked for Osaic Wealth Inc. since August 23, 2024, and for AMJ Financial Wealth Management LLC since June 1, 2012. She […]

Investors might have sustained losses because of securities broker Ivanhoe Vincent Ffriend (also known as Ivanhoe Vincent Friend, Ivan Ffriend, and Ivan Friend) [CRD: 1013083, New Rochelle, New York], according to disclosures on FINRA BrokerCheck. Evidently, Ivanhoe Ffriend worked for multiple securities firms over the years, including J.P. Turner Company LLC and North Ridge Securities […]

Investors might have sustained losses due to securities broker Matt Abeywardena Ward [CRD: 2075525, Santa Monica, California], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Ward joined A.G.P. / Alliance Global Partners on April 4, 2012. Continue reading to learn more about Matt Ward’s regulatory issues and the implications for investors. […]

Investors might have sustained losses due to securities broker Jack W. Yvars [CRD: 6377111, Concord, New Hampshire], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Yvars has been registered with Osaic Wealth Inc. since November 2, 2018. This follows his previous registration with Signator Investors Inc., which lasted from June 22, 2016, […]

Investors might have sustained losses due to securities broker Carroll Mac Wilson Jr. [CRD: 2777324, Beverly Hills, California], based on the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Wilson was employed by U.S. Bancorp Investments Inc. from May 18, 2005, to August 25, 2022. Continue reading to learn more about the disclosures involving […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Melissa Plotkin Spickler (also known as Melissa P. Plotkin, Melissa P. Plotkins, and Melissa Plotkinspickler) [CRD: 719397, Bloomfield Hills, Michigan]. Notably, Spickler has worked for Merrill Lynch Pierce Fenner Smith Incorporated as both a broker and a […]

Investors potentially experienced investment losses through securities broker Jeffrey Allen Russell (also known as Jeffrey Russell and Jeffrey Russell) [CRD: 2516610, Newport Beach, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Russell was previously registered with Morgan Stanley from May 19, 2010, to June 16, 2021. To understand more about Russell's […]