Investors have come forward with complaints about securities broker Edgar Kleydman AKA Edgar A. Kleydman [CRD#: 2727571, Brooklyn, NY]. Evidently, the securities broker, who worked for Equitable Advisors, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Equitable Advisors clients allege that Kleydman acted unethically, breached a fiduciary duty, made unsuitable transactions, breached […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Anthony Fahsholtz [CRD#: 2057306, Wenatchee, WA]. Fahsholtz worked for Stifel Nicolaus & Company Inc. from 2011-2020 and Wells Fargo from 2005-2011. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Stifel Nicolaus & Company investors disputed Fahsholtz’s sales practices. Evidently, investors allege sales […]

Soreide Law Group is investigating possible investor claims against securities broker Brent Michael Foster [CRD#: 5054998, Carmel, IN]. Foster worked for (1) J.P. Morgan Securities LLC from 2012-2017; (2) Chase Investment Services Corp from 2009-2012; and (3) Securian Financial Services Inc. from 2009-2009. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Indie Asset Partners […]

Soreide Law Group is investigating possible investor claims against securities broker Lon Charles Faccini [CRD #: 2736849, Staten Island, NY]. Faccini worked for (1) Arive Capital Markets from 2016-Present; (2) Cape Securities Inc. from 2010-2016; and (3) Liberty Partners Financial Services from 2006-2010. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that Arive Capital Markets […]

FINRA BrokerCheck contains allegations of sales practice violations by securities broker Harpreet Singh Mangat [CRD#: 4442530, Princeton, New Jersey]. Evidently, clients disputed the sales practices of the securities broker, who worked for Ameriprise Financial Services. However, Mangat denies the allegations. Read on to learn more. Ameriprise Financial Services Client Accuses Harpreet Mangat Of Breach Of […]

The Financial Industry Regulatory Authority (FINRA) contains important investment information concerning securities broker Jeffrey Lewis Eglow (CRD#: 1299960, Boca Raton, Florida). It appears that Eglow worked for securities firms Wells Fargo Advisors (2012 to 2015 as a broker and financial advisor), SunTrust Investment Services (2015 to 2017 as a broker and financial advisor), Newbridge Securities […]

First Allied Securities Client Complains Of Alleged Unsuitable Recommendations By Broker Bob Weissbein Soreide Law Group provides you with new information in regard to securities broker Robert Steven Weissbein “Bob Weissbein” (CRD#: 1089065, Plantation, Florida). Evidently, Weissbein worked as a securities broker or financial advisor for Capital Guardian LLC, Capital Guardian Wealth Management LLC, First […]

Broker Joseph Andreoli Is Involved In Wells Fargo Client Dispute About Suitability FINRA provides important information concerning Joseph Marie Andreoli Jr. (CRD#: 1718688, Hackensack, New Jersey). It appears that the disclosures involving Andreoli concern his financial advisor or securities broker role at securities firms Wells Fargo Clearing Services (his employer from 2009 to 2019) and […]

Client Of IFG Files Dispute Involving Alternative Investments By Shim Plotkin Soreide Law Group is examining investor complaints concerning securities broker Shimshon Plotkin “Shim Plotkin” (CRD#: 2431863, Chevy Chase, Maryland), as disclosed on FINRA BrokerCheck. Evidently, Plotkin worked for Independent Financial Group LLC (2011 - present). Also, he worked for Pacific West Securities Inc. (2006 […]