One or more investors possibly experienced losses because of securities broker Gregory Malcolm McLeod (also known as Greg McLeod) [CRD: 2741097, Boca Raton, Florida], based on public information reported on FINRA BrokerCheck. Gregory McLeod joined Newbridge Securities Corporation on January 17, 2002. See the following information to find out more about the disclosures involving McLeod. […]

Investors potentially experienced losses because of securities broker Alexandre Jesus Maltez (also known as Alex Maltez) [CRD: 6506116, Winter Springs, Florida], according to publicly available disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Maltez worked for Newbridge Securities Corporation from August 23, 2019 to August 1, 2022, and for Newbridge Financial Services […]

Investors might have sustained losses because of securities broker John Gerard Forrester Jr. [CRD: 728188, Boca Raton, Florida], according to disclosures on FINRA BrokerCheck. Evidently, John Forrester worked for Newbridge Securities Corporation and Wasserman Associates Inc. Keep reading to learn more about John Forrester's disclosures. Newbridge Securities Corporation Investor Accused Forrester Of Breach Of Fiduciary […]

Soreide Law Group is currently investigating claims on behalf of investors who might have suffered losses due to Ivan Gefen [CRD: 1229418], a broker and investment adviser in Boca Raton, Florida. Gefen has been associated with Newbridge Securities Corporation and Newbridge Financial Services Group Inc since April 2016. Below, investors will find crucial disclosures related […]

Soreide Law Group is investigating possible investor claims against Ivan Richard Gefen (CRD: 1229418, Boca Raton, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation. Evidently, one or more investors alleged misconduct in these disputes, including that Gefen was […]

Investors complained about securities broker Peter Lewis Goffin (CRD: 1617710, Boca Raton, Florida). Notably, the securities broker, who worked for Newbridge Securities Corporation, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Newbridge Securities Corporation clients allege that Goffin breached a contract and fiduciary duty and provided unsuitable advice. For more on these […]

FINRA reports important information about securities broker Dana H. Davis (CRD: 1707708, Hauppauge, New York). Not only has FINRA sanctioned Davis for making unsuitable recommendations and inappropriately used margin, but investors disputed the sales practices of the securities broker. However, Davis denies the allegations. Read on to learn more about the allegations against Davis. FINRA […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Caz Craffy (also known as Carz Craffy) (CRD: 5222223, Point Pleasant Beach, New Jersey). FINRA sanctioned Craffy for his failure to provide Information in an investigation. However, Craffy denies the allegations. Read on to learn more about the allegations against Craffy. Craffy Sanctioned […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Brian Roth AKA Brian Robert Roth [CRD#: 4607595, Morristown, NJ]. Evidently, investors disputed the sales practices of the securities broker, who worked for Newbridge Securities Corporation. Additionally, the securities broker discloses a regulatory enforcement action. However, Roth denies the allegations of sales practice […]