Newbridge Securities Broker John Boatright Targeted In Disputes About Churning, Misrepresentation FINRA BrokerCheck shows that securities broker John Richard Boatright (CRD#: 2545676, Duluth, Georgia) is involved in investor disputes. It appears that this securities broker worked for firms including JP Turner and Company (2015), Summit Brokerage Services (2015 to 2016), and Newbridge Securities Corporation (2016 […]

Money Concepts Broker Dustin Shafer Barred As Securities Broker, Involved In Investor Disputes Soreide Law Group is reviewing whether to bring investor claims against Money Concepts Capital Corp securities broker Dustin Paul Shafer (CRD#: 4198962, Springfield, Illinois). Notably, as of January 7, 2021, Shafer’s securities broker privileges have been taken away by State of Illinois […]

Newbridge Broker Austin Dutton Supposedly Misrepresents Alternative Investments Droves of Investors are bringing lawsuits or complaints about securities broker Austin R. Dutton Jr. (CRD#: 2739167, Los Angeles, California). In fact, the Financial Industry Regulatory Authority (“FINRA”) shows that 23 investors have filed disputes about the sales practices of the securities broker, who worked for securities […]

Newbridge Clients Take Aim At Guy Magarelli For Allegedly Making Unsuitable Trades Soreide Law Group is investigating potential investor actions to recover losses caused by securities broker Gaetano “Guy” Magarelli [CRD#: 2227996, Boca Raton, Florida]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reports that no less than 6 clients contested the securities recommendations or sales […]

Losses from NEWBRIDGE SECURITIES CORPORATION, JESSE KRAPF? Soreide Law Group is evaluating possible claims on behalf of those who invested with Newbridge Securities Corporation securities broker Jesse Krapf (CRD#: 5467277, McDonough, Georgia). Evidently, Jesse Krapf worked at the firm’s McDonough, Georgia offices between February 12, 2016 and February 21, 2019. Evidently, Financial Industry Regulatory Authority […]

The following information is from FINRA’s website under “Disciplinary and Other FINRA Actions, March, 2013.” Newbridge Securities Corporation (CRD #104065, Ft. Lauderdale, Florida) was censured, fined $50,000, and required to revise its WSPs to address the requirements of an imposed undertaking, relating to its handling fee on equity security trades, and provide related training to […]

Soreide Law Group is filing FINRA Arbitrations on behalf of investors who invested in Direxion 3x Funds: FAZ, ERY, BGZ, and TZA.  Leveraged ETF’s have now imploded and regulators and investors have finally woken up and are beginning to pay attention. Major fines have just been handed down to the industries top brokerage houses for […]

In a November 16th., 2011, Sun-Sentinnel article, Donna Gehrke-White writes that a Ft. Lauderdale brokerage was fined $20,000, a Plantation broker was suspended for two years and a Coral Springs man was barred from working with any brokerage, according to November's report on disciplinary action taken by FINRA, the private regulatory agency that oversee securities companies. Newbridge […]

Newbridge Securities Corporation (CRD #104065, Fort Lauderdale, Florida)   submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured and fined $20,000.   Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that it failed to provide material information to customers […]