Investors potentially experienced sales practice violations by securities broker Charles Robert Cobb [CRD: 1505020, Lynchburg, Virginia], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cobb worked for Newbridge Securities Corporation from September 7, 2017, to May 31, 2022. See below to learn more about disclosures involving Cobb and allegations referenced in FINRA […]

Investors potentially incurred losses because of securities broker Kenneth Joseph Arena (also known as Ken Arena and Kenny Arena) [CRD: 6997, Pompano Beach, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Arena worked for Cetera Wealth Services LLC from December 1, 2023, to the present, Cetera Investment Advisers LLC […]

Investors potentially incurred losses because of securities broker William Lapiana (also known as Bill Lapiana) [CRD: 4580411, Hoboken, New Jersey], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lapiana has been registered with Ausdal Financial Partners Inc. since June 21, 2024, and previously worked with Newbridge Financial Services Group Inc. and […]

Investors apparently complained about securities broker Gregory Lourdin [CRD: 4152768, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Lourdin worked for Newbridge Securities Corporation beginning on March 18, 2016. Investors can see below to learn more about the disclosures involving this individual. Newbridge Securities Corporation Investor […]

Investors potentially incurred losses due to securities broker Rodger Drik Thomas (also known as Rod Thomas and Thomas Rod) [CRD: 4010563, Boca Raton, Florida], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Thomas has been registered with Newbridge Securities Corporation since October 24, 2018, and with NFSG Corporation since October 30, […]

Investors might have sustained losses due to securities broker Elaine Marie Zito [CRD: 2849238, Scottsdale, Arizona], according to disclosures on FINRA BrokerCheck. Evidently, Zito worked for Newbridge Securities Corporation from November 28, 2016, to November 1, 2019. Read on to discover more about the disclosures involving Zito. Newbridge Securities Corporation Investor Accused Zito Of Breach […]

Investors potentially experienced sales practice violations due to securities broker Timothy Eugene Brown (also known as Tim Brown) [CRD: 1663519, Winneconne, Wisconsin], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Brown worked for Emerson Equity LLC in Encinitas, California, from August 31, 2016, to July 1, 2024, and is currently registered […]

Investors reportedly complained about securities broker Michael Joseph Whitaker [CRD: 6316100, The Villages, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Whitaker worked for Newbridge Securities Corporation from April 10, 2014, to March 24, 2025. Keep reading to learn more about the disclosures involving Whitaker and the allegations connected to his […]

Investors reportedly complained about securities broker James Earl Williams [CRD: 1631008, Boca Raton, Florida], based on public information found on FINRA BrokerCheck. Evidently, Williams joined Newbridge Securities Corporation on June 9, 2010, and was previously a registered investment adviser. Keep reading to learn more about the disclosures concerning James Williams. James Williams Disclosed Negligence, Breach […]