Investors might have sustained losses because of securities broker William Stoddard Valentine [CRD: 707507, Jenkintown, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Valentine has been registered with Oppenheimer Co. Inc. since November 11, 2016 (broker) and November 14, 2016 (investment adviser). See below to find out more about the disclosures involving Valentine.
Notably, on August 26, 2025, an Oppenheimer Co. Inc. client filed a complaint about William Valentine. Primarily, the client alleged that Valentine engaged in unauthorized trading. Because of this, the client allegedly sustained damages on stocks and mutual funds. As a result, the client requested $40,000 in compensation from Oppenheimer Co. Inc. or Valentine.
Specifically, a client of Wells Fargo Advisors disputed William Valentine’s sales practices, based on a complaint. Allegedly, Valentine made unsuitable recommendations. It appears that Valentine allegedly caused the investor to sustain damages relating to closed end funds. Consequently, Wells Fargo Advisors opted to settle the matter on December 19, 2016, by compensating the client in the amount of $5,000.
Did you suffer any investment-related losses because of William Valentine? You can contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. Valentine and brokerage firms Valentine worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com