FINRA barred securities broker Jody Ryan Vander Weide (also known as Jody Vanderweide) [CRD: 2571083, Grand Rapids, Michigan], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Weide worked for Osaic Wealth Inc. from July 11, 2024, to April 25, 2025. Keep reading to learn more about Weide’s disclosures and regulatory […]

Investors apparently complained about securities broker Kenneth Cecil Sledge Jr. [CRD: 824533, Nashville, Tennessee], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Sledge joined Osaic Wealth Inc. on January 24, 2025. Prior to that, he worked for Osaic FA Inc. in Nashville, Tennessee, from April 14, 1988, through January 24, 2025. Read the […]

Investors might have sustained losses because of securities broker Rodney David Potratz [CRD: 2367896, Clive, Iowa], according to disclosures on FINRA BrokerCheck. Apparently, Rodney Potratz worked for FSC Securities Corporation from October 7, 2003 to November 3, 2023, before registering with Osaic Wealth Inc. on November 3, 2023. Keep reading to learn more about the […]

Investors apparently complained about securities broker Howard Jeffrey Douglas [CRD: 1043662, Dix Hills, New York], according to disclosures on FINRA BrokerCheck. Apparently, Douglas worked for Equitable Advisors LLC from June 1, 2005, to December 7, 2021. He subsequently registered with APS Wealth Management LLC, American Portfolios Advisors Inc., American Portfolios Financial Services Inc., and currently […]

Investors apparently complained about securities broker Steven Patrick McCormick [CRD: 5059233, Simi Valley, California], according to disclosures on FINRA BrokerCheck. According to the regulator, McCormick worked for Osaic Wealth Inc. from January 19, 2024, to October 23, 2024; Woodbury Financial Services Inc. from March 1, 2019, to January 19, 2024; and Questar Capital Corporation from […]

Investors potentially experienced losses because of securities broker Rodney David Potratz [CRD: 2367896, Clive, Iowa], according to disclosures on FINRA BrokerCheck. According to the regulator, Potratz has worked for Osaic Wealth Inc. since November 3, 2023. Before that, he worked for FSC Securities Corporation from October 7, 2003, to November 3, 2023. Keep reading to […]

Investors might have sustained losses because of securities broker Peter Brian Robertson [CRD: 1695345, Irvine, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Peter Robertson worked for Osaic FA Inc. from December 19, 1997, to January 24, 2025, and is currently registered with Osaic Wealth Inc. since January 24, 2025. Here’s more […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses information about securities broker / financial advisor Michael Harris Sears [CRD: 2205917, Englewood, Florida]. Sears has worked for several employers, including Osaic Wealth Inc. in Virginia Beach, Virginia, since January 19, 2024, and previously with Woodbury Financial Services Inc. from March 1, 2019, to January 19, 2024. He […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker Marat Likhtenstein [CRD: 2470480, Brooklyn, New York]. Evidently, Likhtenstein worked for Osaic Wealth Inc. from November 2, 2018, to June 27, 2024. Keep reading to learn about Likhtenstein’s termination and FINRA's investigation, which resulted in his permanent bar from the industry. FINRA Launches Investigation […]