The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Christopher Passero [CRD: 2517681, Hurricane, West Virginia]. Evidently, investors disputed the sales practices of the securities broker, who worked for Money Concepts Capital Corp. Additionally, the securities broker disclosed a regulatory enforcement action. Read on to learn more about the allegations against Passero. […]

Investors have come forward with complaints about securities broker Wenjinn Chang [CRD: 4536266, Rockville, Maryland]. Notably, the securities broker, who worked for Independent Financial Group LLC, disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Independent Financial Group LLC clients allege that Chang made unsuitable recommendations and overconcentrated accounts. For more on these […]

Investors Allege Sales Practice Violations In Disputes About Cetera Financial, Bill Burks FINRA BrokerCheck contains important investor information relating to securities broker William Charles Burks “Bill Burks” (CRD#: 2944992, Flower Mound, Texas). Evidently, Burks works at Centaurus Financial Inc. as both a financial advisor (2011 to present) and securities broker (2000 to present). It appears […]

Investor Dispute Concerns Securities Broker Sandra White (Cetera Advisor Networks) Evidently, the Financial Industry Regulatory Authority (FINRA) contains important investor dispute disclosures and a regulatory action disclosure on the record of securities broker Sandra Lee White (CRD#: 805113, Houston, Texas). It appears that White worked for securities firms Hall Flake Associates and Cetera Advisor Networks […]

Investor Disputes About Bill Sines Allege Unsuitable Transactions At SII Investments, Berthel Fisher Soreide Law Group is investigating whether to bring potential investor disputes against securities broker William Charles Sines (Bill Sines) (CRD#: 2190586, Seminole, Florida). Evidently, Sines worked for securities firms, including SII Investments (1997 to 2015), Kalos Capital (2015 to 2018), and Berthel […]

Newbridge Securities Corporation Client Alleges Bad Alternative Investments In Dispute About Broker Marshall Isaacson The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck report for securities broker Marshall Owen Isaacson (CRD#: 1140370, Boca Raton, Florida) contains new disclosures. Evidently, the securities broker worked for National Securities Corporation from August 2007 to July 2016, and Newbridge Securities Corporation […]

Clients Of Triad Advisors Dispute Mark Just's Sales Practices Investor Alert! There are problematic disclosures on the FINRA BrokerCheck report of Mark William Just (CRD#: 1138738, Indianapolis, Indiana). Evidently, Just is a Triad Advisors LLC broker. He also works as a financial advisor for The Just Company. Notably, the securities broker is involved in multiple […]

Investors Take Aim At Craig Sutherland In Suitability Disputes Soreide Law Group is evaluating whether to bring investor lawsuits against securities broker Craig Alan Sutherland (CRD#: 2001873, Columbus, Ohio). Of particular concern is that the securities broker, who works for Money Concepts Capital Corp as both a securities broker and financial advisor, is involved in […]