Investors potentially experienced sales practice violations by securities broker Carmen Dean Morrone Jr. [CRD: 1898874, Wantagh, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Morrone has been registered with Realta Equities Inc. since May 12, 2022, and previously worked for B. Riley Wealth Management from October 29, 2021, to […]

Investors possibly experienced losses due to securities broker Jack Robert Thacker Jr. [CRD: 2754773, Nashville, Tennessee], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jack Thacker worked for Realta Equities Inc. and Realta Investment Advisors Inc. from September 20, 2023, and September 22, 2023, respectively. Here’s more about the securities broker’s disclosures. […]