Dan Holzer Faced Realta Equities Investor Complaint About Unsuitable Advice

Investors potentially incurred losses because of securities broker Dan John Holzer [CRD: 5779187, Wilmington, Delaware], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Holzer worked for Emerson Equity LLC from November 12, 2013, to September 14, 2022, and has been registered with Realta Equities Inc. since September 7, 2022, and Realta Investment Advisors Inc. since September 8, 2022. Read on to find out more about disclosures involving Holzer’s securities-related activities and client disputes.

Realta Equities Investor Accused Holzer Of Unsuitable Recommendations

Particularly, on March 27, 2026, a Realta Equities Inc. client filed FINRA Arbitration No. 26-00677 about Dan Holzer. Mainly, the client alleged that Holzer made unsuitable recommendations. For this reason, the client allegedly suffered damages on alternative investments. Consequently, the client requested between $500,000 and $1,000,000 in compensation from Realta Equities Inc. or Holzer. BrokerCheck shows that this arbitration awaits a resolution.

Dan Holzer Disclosed Breach Of Fiduciary Duty, Misrepresentation, And Breach Of Contract Allegations By Emerson Equity LLC Client

Additionally, a client of Emerson Equity LLC contested Dan Holzer’s sales practices by filing FINRA Arbitration No. 24-02012. Allegedly, Holzer breached his fiduciary duty, breached a contract, violated FINRA Rules 2010 and 2020 as well as IM-2310-2, and made negligent misrepresentations and omissions. It appears that Holzer allegedly caused the client to experience damages on DST investments. As a result, Emerson Equity LLC agreed to settle the matter on October 16, 2025, by compensating the client in the amount of $100,000.

Are You Looking For More Information About Financial Advisor / Securities Broker Holzer?

Are you worried about investments you made through Dan Holzer? If so, reach out to Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers represent investors on a contingency fee basis and advance all costs. Holzer and brokerage firms Holzer worked for deny allegations of sales practice violations.