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May 13, 2024
Lawrence Waller (SA Stone, Securities America) Facing Client Disputes

Investors might have sustained losses due to securities broker Lawrence William Waller II [CRD: 3232644, Atlanta, Georgia], given the disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Keep reading to learn more about Waller's disclosures. Waller worked for firms including Securities America Inc., WRP Investments Inc., Stonex Securities Inc. (SA Stone Wealth Management Inc.), […]

February 26, 2024
Robert Starnes Barred By FINRA, Involved In SA Stone Client Dispute

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from the actions of Robert Charles Starnes [CRD#: 1429794, Wauwatosa, Wisconsin]. Evidently, Starnes was previously registered as both a financial advisor and securities broker with SA Stone Wealth Management Inc. from December 6, 2019, to May 16, 2023. To understand […]

October 9, 2023
FINRA Issues Bar To Broker Robert Starnes

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained financial losses associated with Robert Charles Starnes (CRD: 1429794, Wauwatosa, Wisconsin). Notably, he worked for SA Stone Wealth Management Inc. in Wauwatosa, Wisconsin, from December 6, 2019, to May 16, 2023, and Quest Capital Strategies, Inc. in Laguna Hills, California, from […]

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