John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from the actions of Robert Charles Starnes [CRD#: 1429794, Wauwatosa, Wisconsin]. Evidently, Starnes was previously registered as both a financial advisor and securities broker with SA Stone Wealth Management Inc. from December 6, 2019, to May 16, 2023. To understand more about the allegations made against Starnes, continue reading.
On August 31, 2023, a SA Stone Wealth Management Inc. client filed a complaint about Robert Starnes. The client alleged that Starnes misappropriated funds. Supposedly, the client invested $30,000 in September 2021 and an additional $5,000 in August 2022 by writing checks directly to Starnes. In April 2023, the client requested liquidation of these investments but has not received them. The complaint also alleged that the companies listed on statements provided by Starnes have no record of an account or the investments he claimed to have made. The client has requested damages of $35,000. This arbitration is currently pending resolution.
Also, in July 2023, FINRA sanctioned Robert Starnes for refusing to testify in an investigation. This action followed a client complaint. Without admitting to the findings or denying them, Starnes consented to the sanction, which included a permanent bar from the securities industry starting on July 27, 2023.
Notably, SA Stone Wealth Management Inc. disassociated with Robert Starnes on May 16, 2023, due to allegations of violating firm policies related to the acceptance of client funds.
If you experienced damages because of Robert Starnes, consider reaching out to Soreide Law Group or call (888) 760-6552 to discuss potential recovery. Soreide Law Group has successfully recovered losses for investors across the United States, operating on a contingency fee basis and advancing all costs. Starnes and the brokerage firms he worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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