Soreide Law Group is investigating possible investor claims against securities broker Ahmed Ghassan Gheith (also known as Andy Gheith and Anthony Gheith) (CRD: 5783951, New York, New York). Notably, FINRA sanctioned the securities broker, who worked for Noble Capital Markets Inc. Allegedly, Gheith engaged in unregistered securities transactions. Here is a brief summary of FINRA’s […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Brent Greninger (also known as Brent Jason Greninger) [CRD: 5810070, Weston, FL]. Not only has Raymond James Associates Inc. disaffiliated with the securities broker for allegedly selling away, but investors complained about the securities broker. However, Greninger denies the allegations. Read on to […]

Soreide Law Group is investigating possible investor claims against securities broker Bryon Edwin Martinsen [CRD#: 1621649, Kings Park, NY]. Martinsen worked for (1) Centaurus Financial Inc. from 1999-2022; and (2) AXA Advisors LLC from 1987-1999. Notably, Financial Industry Regulatory Authority (FINRA) BrokerCheck sanctioned Martinsen for allegedly selling away. Also, Centaurus Financial investors disputed the sales […]

Client Of TD Ameritrade Takes Issue With Securities Broker Kwasi Aggor's Sales Practices Soreide Law Group provides you with an update regarding securities broker Kwasi Mensah Aggor (CRD#: 4974222, Providence, Rhode Island). Evidently, the securities broker worked for firms AXA Advisors (2005 to 2007) and TD Ameritrade (2008 to 2018). Notably, FINRA barred Aggor as […]

ONESCO Broker Jesse Kovacs Suspended By FINRA, Accused Of Sales Practice Violations By Investors FINRA BrokerCheck contains important disclosures regarding securities broker Jesse Todd Kovacs (CRD#: 5047161, Forked River, New Jersey). Specifically, FINRA suspended Kovacs as a securities broker in September 2020 to resolve allegations that he engaged in a private securities transaction in violation […]

FINRA Issues Sanction To Securities Broker Enoch Booth It appears that FINRA barred securities broker Enoch Stanley Booth (CRD#: 4370233, Columbia, South Carolina). Evidently, the financial industry watchdog decided on July 20, 2021 to bar Booth as securities broker. This is for his alleged failure to provide documents to FINRA throughout its investigation that focused […]

Broker Trevor Rahn Targeted In JP Morgan Securities Investors' Disputes Soreide Law Group is investigating potential investor disputes to be filed against securities broker Trevor Bradner Rahn (CRD#: 2196155, Los Angeles, California). Evidently, this securities broker worked for securities firm JP Morgan Securities LLC from 2010 to 2018 until they disaffiliated with him over his […]

Broker Alex Herrera Is Barred By FINRA, Involved In Investor Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Alex Gerardo Herrera (CRD#: 3204779, Coral Gables, Florida). Notably, FINRA BrokerCheck confirms that at least three investors filed disputes alleging sales practice violations by the securities broker, who worked for […]

Royal Alliance Clients Dispute Broker Darrin Farrow's Sales Practices The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Darrin Farrow (CRD#: 1995240). Particularly, four investors brought disputes about the securities broker, who worked for Royal Alliance Associates in Rocky River, Ohio until he was permitted to resign while under suspicion […]