Spartan Broker Joseph Fuller Allegedly Sold Unsuitable Investments Investor Alert! The Financial Industry Regulatory Authority (FINRA) reports troubling allegations of misconduct by securities broker Joseph Patrick Fuller (CRD#: 5277097, New York, New York). Notably, two of Fuller’s employers parted ways with him for his bad behavior. Not only that, but two clients brought complaints about […]

Spartan Capital Broker Joe Kelly Purportedly Sells Bad Private Placements Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling information with regard to Spartan Capital Securities broker Joseph “Joe” Kelly (CRD#: 4560737, New York, New York). Notably, there are four investment disputes which have surfaced on Kelly’s record from 2016 to 2020. Supposedly, Kelly […]

Clients Indicate Broker John Stapleton Sold Unsuitable Investments Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows troubling information regarding securities broker John Joseph Stapleton (CRD#: 2791194, Garden City, New York). Namely, five investors brought lawsuits regarding the broker, who has been a Spartan Capital Securities broker since 2015. These disputes suggest that Stapleton […]

GREGORY WASHINGTON Churn Your Account? Have you invested with Spartan Capital Securities LLC securities broker Gregory Washington (CRD#: 5420613, New York, New York)? Notably, the Financial Industry Regulatory Authority (“FINRA”) shows that an investor disputed Gregory Washington’s sales practices. Allegedly, person churned accounts, made unauthorized and unsuitable trades, and misrepresented investments. Here is more about […]