Investors have come forward with complaints about securities broker Samuel Girgiss [CRD#: 6088898, New York, NY]. Evidently, the securities broker, who worked for Worden Capital Management, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Worden Capital Management clients allege that Girgiss made unsuitable and excessive transactions and failed to supervise. For more […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Albert Foronda AKA Albert Foronda [CRD#: 5737620, New York, NY]. Evidently, investors disputed the sales practices of the securities broker, who worked for Worden Capital Management. Additionally, the securities broker discloses a regulatory enforcement action. However, Foronda denies the allegations of sales practice […]

Broker Tim Higgins (Spartan Capital) Facing FINRA Complaint Relating To Investigation FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Timothy Patrick Higgins “Tim Higgins” (CRD#: 2282547, Indianapolis, Indiana) and that those violations resulted in damages. Evidently, Higgins most recently worked as a Spartan Capital Securities broker from 2015 to 2020. Formerly, […]

Soreide Law Group has been contacted by investors regarding the following broker: JAMES ROBERT PECORARO (CRD#: 2440231) of SPARTAN CAPITAL SECURITIES, LLC, of GARDEN CITY, New York. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JAMES ROBERT PECORARO has been in the securities industry for 22 years and has been listed with […]

Broker John Lowry Investigated By FINRA, Involved In Spartan Client Disputes Soreide Law Group provides you with some of the latest information in regard to securities broker John Dennis Lowry (CRD#: 4336146, New York, New York). It appears that Lowry, who is the CEO of Spartan Capital Securities LLC, faces an August 2020 FINRA investigation […]

Spartan Capital Securities Broker Albert Foronda Sanctioned By FINRA, Involved In Investor Disputes Soreide Law Group has come across troubling information in regard to securities broker Albert Foronda (CRD#: 5737620, New York, New York). Evidently, the securities broker worked for Spartan Capital Securities LLC (August 2017 to present), Worden Capital Management LLC (2016 to 2017) […]

Securities Broker John Cullen Targeted In Disputes From Clients Of Spartan Capital, Andrew Garret The Financial Industry Regulatory Authority (“FINRA”) reports investor disputes regarding the sales practices of securities broker John Cullen (CRD#: 5062835, Garden City, New York). Namely, this securities broker, who worked for five securities firms including Spartan Capital Securities and Andrew Garrett, […]

Investors File Lawsuits Over Suitability Of Matthew Siliato's Securities Transactions The investment loss recovery team at Soreide Law Group brings you this investor update in regard to securities broker Matthew Angelo Siliato (CRD#: 5062153, Bronx, New York). Notably, of major concern to investors should be the 14 disclosures on Siliato’s record which involve adverse information […]

Securities Broker Michael Giovannelli Targeted In Investor Disputes Soreide Law Group is contemplating possible investor claims or lawsuits regarding the sales practices of Michael John Giovannelli (CRD#: 4989449, Garden City, New York). Specifically, Giovannelli worked for Spartan Capital who disaffiliated with him in July 2020 for unauthorized trading. Not only that, but investors who held […]