Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Troy Allen Orlando [CRD: 6055474, New York, New York]. Evidently, Orlando worked for various firms, including Craft Capital Management LLC, Joseph Gunnar Co. LLC, Joseph Stone Capital L.L.C., Worden Capital Management LLC, and Spartan Capital Securities LLC, […]

Soreide Law Group is reviewing potential investor claims on behalf of individuals who incurred losses from securities broker Joao Amorim Pinto [CRD: 6298233, New York, New York]. Pinto has worked for Spartan Capital Securities LLC since October 22, 2019. Read below to learn more about Pinto’s disclosures, which include FINRA sanctions and an investment dispute. […]

FINRA BrokerCheck shows that investors filed disputes about Joseph Comiskey Jr. [CRD: 2760646, Ronkonkoma, New York]. His previous employers include Spartan Capital Securities LLC and K.C. Ward Financial. Notably, investor allegations against Comiskey include misrepresentation and breach of fiduciary duty. Below is an overview of the disclosures involving the securities broker. Misrepresentation And Breach Of […]

Soreide Law Group can help individuals with financial losses because of Spartan Capital Securities LLC's Murat Kartal (also known as Marc Kartal) [CRD#: 6346419, New York, NY]. Murat Kartal received a FINRA suspension due to unsuitable and excessive trading in a client's account. FINRA Sanctioned Kartal For Unsuitable And Excessive Trading Evidently, on July 17, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Terry Tzagarakis (also known as Terry Rakis) (CRD: 2796055, New York, New York). Not only has FINRA sanctioned him for engaging in excessive trading, but investors disputed his sales practices. However, Tzagarakis denies the allegations. Read on to learn more about the allegations […]

Soreide Law Group is investigating possible investor claims against securities broker Ian Lowrey (also known as Ian Phillip Lowrey) [CRD: 6367392, New York, NY]. Notably, FINRA punished the securities broker, who worked for Spartan Capital Securities LLC. Supposedly, Lowrey engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Lowrey. Ian Lowrey […]

Soreide Law Group is investigating possible investor claims against securities broker Ed Maklouf (also known as Ahmad Mohamed Maklouf) [CRD: 6092943, New York, NY]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Spartan Capital Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Philip Marchese [CRD: 5905008, New York, New York]. Notably, FINRA sanctioned the securities broker, who worked for Spartan Capital Securities LLC. Allegedly, Marchese engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Marchese. FINRA Sanctions Spartan Capital Securities LLC Securities […]

Soreide Law Group is investigating possible investor claims against securities broker Marc Reda AKA Marc Augustus Reda [CRD#: 2757330, New York, NY]. Notably, FINRA sanctioned the securities broker, who worked for Spartan Capital Securities. Allegedly, Reda churned a client’s account and made unsuitable recommendations and unauthorized transactions. Here is a brief summary FINRA’s allegations against […]