Latest Securities Lawyer News

Our experts keeping you up to date with our ever changing industry

Read the latest in Security Lawyer news and information

We're here to help victims of broker fraud
June 20, 2019
CENTER STREET SECURITIES, INC. Stock Broker List

Center Street Securities MAIN ADDRESS 2 INTERNATIONAL PLAZA SUITE 301 NASHVILLE, TN 37217 UNITED STATES Broker List Active As of 10/5/2020 Center Street Securities, Inc., is a member of FINRA and SIPC and is an Independent Securities Broker/ Dealer with branch offices throughout the United States. Center Street’s main office is located at 2 International […]

August 6, 2018
Laidlaw & Company Ltd. Fined By FINRA For Failure To Supervise Sales of Leveraged ETFs

FINRA Fines Laidlaw & Company Ltd. Laidlaw & Company Ltd. (CRD #119037, New York, New York) is a broker-dealer registered with the Financial Industry Regulatory Authority (“FINRA”) that submitted a Letter of Acceptance, Waiver and Consent, resulting in FINRA imposing a censure and $25,000.00 fine to resolve allegations that Laidlaw failed to supervise its registered […]

Copyright © 2025 Soreide Law Group, PLLC  |  All Rights Reserved