Some investors have potentially experienced damages because of securities broker Michael Harvey Hamilton [CRD: 2263524, Leawood, Kansas], according to investor dispute disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Hamilton has worked for UBS Financial Services Inc. since April 25, 2008. Continue reading to learn more about Hamilton's disclosures. UBS Financial Services Inc. […]

Investors might have faced financial losses due to securities broker Donald DePiro [CRD: 3095140, Melville, New York], as indicated by disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. DePiro joined UBS Financial Services Inc. in Melville, NY, on February 18, 2021. Prior to this, he worked for Merrill Lynch Pierce Fenner Smith Incorporated in Riviera […]

Investors may have encountered losses due to Daniel Stephen Snodgrass [CRD: 4083817, Cherry Hill, New Jersey], as indicated by disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Snodgrass worked as both a financial advisor and securities broker with BCG Securities Inc. in Cherry Hill, New Jersey, from March 6, 2017, to July 18, 2023. […]

Soreide Law Group is investigating potential claims on behalf of investors who have incurred financial losses due to the actions of Mark Steven Elias (CRD#: 2938707, Houston, Texas). Elias, who has been registered with UBS Financial Services Inc. since January 31, 2003, is involved in investor disputes that have alleged investment-related misconduct. The focus of […]