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October 9, 2013
UBS Puerto Rico Financial Advisor, David Lugo, Under Investigation for Bond Sales

It was recently reported in the New York Times that UBS Puerto Rico is now investigating it's own brokers over the sales of leveraged bond funds. One such fund is the Tax Free Puerto Rico Fund II which has a leverage ratio of fifty-three percent. Recently, one broker was put on administrative leave for the […]

October 4, 2013
Lars Soreide, of Soreide Law Group Quoted in National News Article Regarding UBS Puerto Rico

Below is an article written by Bruce Kelly, of InvestmentNews, October 3rd, 2013, quoting Lars Soreide of Soreide Law Group, PLLC, on the filing of a FINRA arbitration over the sale of UBS Puerto Rican Bonds. "UBS FACING LEGAL FIGHT OVER PUERTO RICO BOND FUNDS GONE SOUTH Values slump after more than $10B sold to […]

October 4, 2013
Lars Soreide, of Soreide Law Group Quoted in National News Article Regarding UBS Puerto Rico

Below is an article written by Bruce Kelly, of InvestmentNews, October 3rd, 2013, quoting Lars Soreide of Soreide Law Group, PLLC, on the filing of a FINRA arbitration over the sale of UBS Puerto Rican Bonds. "UBS FACING LEGAL FIGHT OVER PUERTO RICO BOND FUNDS GONE SOUTH Values slump after more than $10B sold to […]

October 3, 2013
Soreide Law Group Files FINRA Arbirtations Against UBS for Sale of Puerto Rican Bond Funds

Soreide Law Group is currently filing FINRA arbitrations against UBS on behalf Investors in Puerto Rican Bond Funds through UBS, Banco Popular and Banco Santander. Soreide Law Group is investigating claims for the following Puerto Rican Bond Funds: UBS Financial Services of Puerto Rico Inc.; UBS Trust Company of Puerto Rico; Puerto Rico Fixed Income […]

October 3, 2013
Soreide Law Group Files FINRA Arbirtations Against UBS for Sale of Puerto Rican Bond Funds

Soreide Law Group is currently filing FINRA arbitrations against UBS on behalf Investors in Puerto Rican Bond Funds through UBS, Banco Popular and Banco Santander. Soreide Law Group is investigating claims for the following Puerto Rican Bond Funds: UBS Financial Services of Puerto Rico Inc.; UBS Trust Company of Puerto Rico; Puerto Rico Fixed Income […]

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