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May 24, 2017
Miami Firm, Ultralat Capital Markets, Censured, Fined, Ordered to Pay Restitution to Clients, and Revise WSPs by FINRA

Soreide Law Group, based in South Florida, obtained the following information on FINRA’s website under, “Disciplinary and Other FINRA Actions, May 2017:” Ultralat Capital Markets, Inc. (CRD #136791, Miami, Florida) was censured; fined $140,000; required to pay disgorgement of excessive markups in the amount of $48,055.84, plus interest; and required to, within 30 days of […]

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