Broker Jason Wilk Possibly Made Unsuitable Trades Financial Industry Regulatory Authority (“FINRA”) BrokerCheck reveals quite troubling information in regard to securities broker Jason Andrew Wilk (CRD#: 6072438, New York, New York). Evidently, FINRA suspended Wilk as a securities broker between 2019 and 2020 for non-compliance with a request for information. Not only that, but no […]

Moloney Securities Broker Joseph Weinrich Allegedly Sold Unsuitable Investments Soreide Law Group is reviewing possible investor claims in regard to securities broker Joseph John Weinrich Sr. (CRD#: 461987, Orange, California). Notably, FINRA BrokerCheck shows that at least three investors complained about the broker, who worked for Moloney Securities from 1999 to 2018. Significantly, these disputes […]

Alexander Capital Investors Indicate Broker Robert Stefanelli Excessively Traded, Churned Accounts Soreide Law Group is investigating potential investor claims of sales practice violations by securities broker Robert Stefanelli [CRD#: 2566917, New York, New York]. Notably, Financial Industry Regulatory Authority (“FINRA”) BrokerCheck shows that four investors took aim at the securities broker, who associated with Alexander […]

Salomon Whitney Clients Bring Lawsuits Regarding Broker Shawn Burns' Trading Practices Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Shawn Evan Burns [CRD#: 3138114, Farmingdale, New York]. Namely, at least 24 clients have complained about the securities broker, who worked for Salomon Whitney Financial between 2014 and […]

Investors File Disputes About Broker James Pecoraro Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker James Pecoraro [CRD#: 2440231, Garden City, New York]. Evidently, at least 10 clients raised serious concerns about the securities broker, who worked for SW Financial between 2016 and 2019 and who joined […]

Investors File Disputes About Broker Marlon Cole Soreide Law Group is looking into potential investor disputes against securities broker Marlon Cole [CRD#: 5054806, New York, New York]. Notably, FINRA BrokerCheck shows that at least 6 clients took issue with the securities broker. These clients held accounts with Cole at firms including Spartan Capital Securities and […]

Jury Finds Donald Fowler Liable For Fraud Soreide Law Group is investigating potential investor claims against Donald Joseph Fowler [CRD#: 4989632, Rockville Centre, New York]. Notably, on February 25, 2020, in a civil action brought by the Securities and Exchange Commission (“SEC”) against Fowler in the U.S. District Court for the Southern District of New […]

Banker's Life Broker Jefferey Dyra Possibly Misappropriated Funds Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports alarming information in regard to securities broker Jefferey Dyra [CRD#: 6785909, Naperville, Illinois]. Supposedly, at least two clients raised serious concerns about the securities broker, who worked for Bankers Life Securities until it disaffiliated with him in 2019 […]

FINRA Suspends Oromaner For Not Paying Aggrieved Client Investor Alert! The Financial Industry Regulatory Authority (“FINRA”) reports troubling information in regard to securities broker Michael Oromaner [CRD#: 2857559, Syosset, New York]. Mainly, FINRA sanctioned Oromaner for unauthorized trading and failure to comply with legal requirements. But that's not all. At least 13 clients took issue […]