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November 27, 2023
Ronald Whittingham Received Sanctions From Indiana Regulator, FINRA

Soreide Law Group is currently investigating potential claims on behalf of investors who may have suffered losses due to the actions of securities broker Ronald Leonard Whittingham (also known as Ron Whittingham) [CRD#: 4175525, Chicago, Illinois]. Whittingham joined Cetera Advisors LLC on February 28, 2019. Prior to his current registration, he worked for LPL Financial […]

October 7, 2023
Investigation Into Potential Claims Against Peter Po

Soreide Law Group is actively investigating potential claims on behalf of investors who sustained losses with securities broker Peter Po (also known as Tinchu Peter Po) (CRD: 3106974, Cupertino, California). Specifically, he has been affiliated with NI Advisors since August 19, 2015. Additionally, Po has been associated with other firms, namely Voya Financial Advisors, Inc., […]

October 6, 2023
Sanction, Investor Dispute Disclosures By Mark Bierdeman

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses because of Mark Ryan Bierdeman (CRD#: 2809412, Fargo, North Dakota). Bierdeman has been affiliated with Ameriprise Financial Services, LLC in Fargo, North Dakota since January 1, 1997, as a securities broker and since April 12, 2000, as a […]

October 5, 2023
FINRA Takes Action Against Tradespot Broker Mark Beloyan

Soreide Law Group is investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Mark Bedros Beloyan (CRD: 1392748, Davie, Florida). Beloyan was notably affiliated with Tradespot Markets Inc. in Davie, FL, from March 10, 1992, to December 7, 2021. Evidently, various allegations about Beloyan have surfaced. […]

October 4, 2023
Morgan Stanley Clients Dispute Lawrence Catena

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained losses due to the actions of Lawrence William Catena (CRD: 2037155, Naples, Florida). Notably, Catena has been registered with Morgan Stanley in Naples, Florida, and Mantoloking, New Jersey, since December 4, 2020. Additionally, he was affiliated with Merrill Lynch, […]

September 30, 2023
LPL Investor Complains About John Dougherty

Soreide Law Group is presently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of John Dougherty (also known as Jack Aloysius Dougherty) (CRD: 3018615, Blue Bell, Pennsylvania). Specifically, Dougherty was affiliated with LPL Financial LLC from January 4, 2021, to August 11, 2023, and with Wells […]

September 28, 2023
Investor Claims Against Eileen Cure

Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Eileen Law Cure (also known as Eileen Law Judice and Eileen Hall Klein) (CRD: 2224269, Nederland, Texas). Evidently, Cure was previously registered as a financial advisor and broker, and she was most […]

September 25, 2023
Soreide Law Group Investigating Claims Against David Geake

Soreide Law Group is actively investigating potential claims on behalf of investors who may have sustained losses due to the actions of securities broker David Richard Geake (CRD: 3088891, Chicago, Illinois). Geake has been affiliated with American Trust Investment Services, Inc. from September 14, 2018, to May 30, 2023, and before that with Ausdal Financial […]

September 22, 2023
FINRA Fines Brody Bray For Outside Business

Soreide Law Group is actively investigating potential claims on behalf of investors who may have experienced financial losses due to the actions of securities broker Brody Ralph Bray (also known as Brody Bray) (CRD: 4727529, Atlanta, Georgia). Particularly, Bray has had regulatory actions brought against him by FINRA. Additionally, Bray has faced client complaints. In […]

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