Investors might have sustained losses because of securities broker Jason Douglas Stone [CRD: 5455271, Orange, California], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Stone worked for Arkadios Capital beginning March 7, 2024, and for Secura Financial beginning September 30, 2013; he previously worked for Crown Capital Securities L.P. from January 2, 2015, to March 25, 2024. See below to discover more about Stone’s disclosures.
Specifically, a client of Crown Capital Securities L.P. contested Jason Stone’s sales practices by filing FINRA Arbitration No. 24-02045 on October 10, 2024. Allegedly, Stone breached his fiduciary duty, made misrepresentations, made omissions, recommended unsuitable investments, and overconcentrated alternative investments. It appears that Stone allegedly caused the client to sustain damages associated with direct investments, oil and gas investments, and real estate securities. Therefore, the client seeks $2,000,000 in compensation from Crown Capital Securities L.P. or Stone in this ongoing matter.
Particularly, a Crown Capital Securities L.P. client filed FINRA Arbitration No. 24-00606 about Jason Stone. Mainly, the client alleged that Stone failed to supervise, breached a contract, breached his fiduciary duty, made misrepresentations, and made unsuitable recommendations involving alternative investments. For this reason, the client allegedly experienced damages connected to oil and gas investments. Consequently, on June 10, 2025, Crown Capital Securities L.P. settled this matter by paying the client $157,500 in damages.
Notably, on March 7, 2025, a J.W. Cole Financial client filed FINRA Arbitration No. 25-00309 about Jason Stone. Primarily, the client alleged that Stone breached his fiduciary duty, made unsuitable recommendations, and made misrepresentations relating to an oil and gas limited partnership. Because of this, the client allegedly incurred damages. As a result, the client requested $75,000 in compensation from J.W. Cole Financial or Stone. It appears that this arbitration is awaiting a resolution.
Do you need clarification on any investment losses relating to Jason Stone? Contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee basis and advances all costs. Stone and brokerage firms Stone worked for deny accusations of sales practice violations.
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
Investors potentially incurred losses because of securities broker Raymond Trey Brown [CRD: 6170291, Frisco, Texas], and FINRA sanctioned him, according to disclosures on FINRA BrokerCheck. Brown worked for Northwestern Mutual Investment Services LLC, from March 17, 2014, to December 13, 2024. See below to learn more about Brown’s disclosures. FINRA Sanctioned Raymond Brown For Failure […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com