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February 11, 2021
Chuck Correal Allegedly Sold Bad Investments

Broker Charles Correal Allegedly Sold Bad Investments The investment loss recovery attorneys at Soreide Law Group provide you with this Investor Alert in regard to securities broker Charles “Chuck” Ryan Correal (CRD#: 1366202, Pittsburgh, Pennsylvania). Of great concern is the fact that the securities broker, who worked for securities firms Morgan Stanley and Harvest Financial, […]

January 24, 2021
Mark Just Targeted In Triad Advisors Investor Disputes

Clients Of Triad Advisors Dispute Mark Just's Sales Practices Investor Alert! There are problematic disclosures on the FINRA BrokerCheck report of Mark William Just (CRD#: 1138738, Indianapolis, Indiana). Evidently, Just is a Triad Advisors LLC broker. He also works as a financial advisor for The Just Company. Notably, the securities broker is involved in multiple […]

January 21, 2021
Shawn Parker Disputed By Ameriprise Investors

Ameriprise Clients Indicate That Broker Shawn Parker Possibly Sold Unsuitable, Misrepresented Investments The Financial Industry Regulatory Authority (FINRA) reports troubling information regarding Ameriprise Financial Services securities broker Shawn Elizabeth Parker (CRD#: 1768234, Schaumburg, Illinois). Notably, there are seven disputes reported on the securities broker’s public record. Also, Ameriprise reportedly permitted Parker to resign in June […]

January 15, 2021
Matthew Siliato The Focus Of Suitability Disputes

Investors File Lawsuits Over Suitability Of Matthew Siliato's Securities Transactions The investment loss recovery team at Soreide Law Group brings you this investor update in regard to securities broker Matthew Angelo Siliato (CRD#: 5062153, Bronx, New York). Notably, of major concern to investors should be the 14 disclosures on Siliato’s record which involve adverse information […]

January 4, 2021
Jonathan Lonske Suitability, Misrepresentation Disputes

Morgan Stanley Clients Take Aim At Broker Jonathan Lonske For Alleged Sales Practice Violations The Financial Industry Regulatory Authority (“FINRA”) reports troubling information on securities broker Jonathan William Lonske (CRD#: 2594921, Boston, Massachusetts). Notably, Morgan Stanley, who Lonske worked for between 2009 and 2020, disaffiliated with him for alleged transgressions. In addition, four investors challenged […]

November 22, 2020
Jacqueline Hanson Targeted In CFS Investors’ Complaints

Investors Dispute CFS Broker Jacqueline Hanson's Sales Practices Investor Alert! Soreide Law Group is investigating possible investor lawsuits to be brought against securities broker Jacqueline L. Hanson (CRD#: 2903017, Newark, New Jersey). Mainly, the Financial Industry Regulatory Authority (“FINRA”) reports troubling allegations of sales practice violations by Hanson, who worked for CUSO Financial Services (“CFS”) […]

November 8, 2020
John Carroll Targeted For Misrepresentation, Suitability

Broker John Carroll Involved In Berthel Fisher Investors' Disputes The Financial Industry Regulatory Authority (“FINRA”) reports troubling accusations by investors against securities broker John W. Carroll (CRD#: 41769, Maumee, Ohio). Most importantly, four investors brought disputes about the securities broker, who worked for Berthel Fisher from 2005 to 2018 before the firm disaffiliated with him […]

October 11, 2020
Jim Flynn Customer Complaints

Barred Broker Jim Flynn Involved In Investor Disputes Droves of investors are filing disputes about securities broker James “Jim” Flynn (CRD#: 3082615, Greenville, South Carolina). Notably, the securities broker has a whopping 64 disclosures on his record via Financial industry Regulatory Authority (“FINRA”), nearly all of which are investor disputes. The securities broker, who worked […]

September 25, 2020
Shelley Eddy Unsuitable Trading Losses?

PeachCap's Shelley Eddy Supposedly Sold Clients Unsuitable Investments Investor Alert! Investors are bringing lawsuits or complaints about Shelley L. Eddy (CRD#: 4862159, Atlanta, Georgia). In fact, just in 2020 alone, seven investors complained about Eddy’s sales practices suggesting that Eddy caused their losses. Nearly all disputes pertain to Eddy’s actions at PeachCap Securities and PeachCap […]

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