Investors complained about securities broker Chad Edward Allen (CRD: 2712784, New York, New York). Notably, the securities broker, who worked for Oppenheimer Co. Inc., disclosed client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Namely, Oppenheimer Co. Inc. clients allege that Allen made misrepresentations and unsuitable recommendations, among other sales practice violations. For more on […]

Soreide Law Group is investigating possible investor claims against Pedro Escobar (also known as Pedro Jose Escobar) (CRD: 2785268, Miami, Florida). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for SunTrust Investment Services Inc. Notably, investors allege sales practice violations in these disputes, […]

The Financial Industry Regulatory Authority (FINRA) reports important information about securities broker Mark Delgadillo (also known as Mark Larry Delgadillo) (CRD: 1436842, Santa Barbara, California). Not only has FINRA sanctioned Delgadillo for discretionary trading, but investors disputed the sales practices of the securities broker. However, Delgadillo denies the allegations. Read on to learn more about […]

Investors have come forward with complaints about Loren Morrison (also known as Loren Justin Morrison) (CRD: 4578161, Southfield, Michigan). Particularly, the securities broker, who worked for Stifel Nicolaus Company Incorporated, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Stifel Nicolaus Company Incorporated clients allege that Morrison violated state laws, made unsuitable recommendations, […]

Investors have come forward with complaints about Kumail Abbas (also known as Ken Abbas) (CRD: 5722935, Melville, New York). Particularly, the securities broker, who worked for Laidlaw Company (UK) Ltd., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Laidlaw Company (UK) Ltd. clients allege that Abbas engaged in excessive trading, charged excessive […]

Soreide Law Group is investigating possible investor claims against John Starke (also known as John Calderwood Starke Sr.) (CRD: 3154774, Williamsburg, Virginia). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Centaurus Financial Inc. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against Jay Eng (also known as Jay William Eng) (CRD: 2241817, Torrance, California). Evidently, FINRA sanctioned the securities broker, who worked for Kinecta Financial Insurance Services. Here is a brief summary of FINRA’s allegations against Eng. But keep in mind that Eng denies the allegations against him. […]

Investors have come forward with complaints about Howard Hsieh (also known as Howard Hao-Chung Hsieh) (CRD: 4947882, Irvine, California). Particularly, the securities broker, who worked for Cetera Investment Services LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cetera Investment Services LLC clients allege that Hsieh made unsuitable recommendations. For more on […]

Soreide Law Group is investigating possible investor claims against Delio Londono (also known as Del Londono) (CRD: 2695744, La Crescenta, California). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Sagepoint Financial Inc. Notably, investors allege sales practice violations in these disputes, including […]