Soreide Law Group is investigating possible investor claims against David Jenson (also known as David Arthur Jenson) (CRD: 1333734, Amarillo, Texas). Notably, FINRA sanctioned the securities broker, who worked for Great Nation Investment Corporation. Allegedly, Jenson failed to provide information and documents to FINRA. This concerns FINRA's investigation into possible FINRA rule violations pertaining to […]

Investors have come forward with complaints about Daniel McPherson (also known as Daniel George McPherson and Dan McPherson) (CRD: 4964802, Idaho Falls, Idaho). Particularly, the securities broker, who worked for Cetera Advisors LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cetera Advisors LLC clients allege that McPherson made unsuitable recommendations. For […]

Soreide Law Group is investigating possible investor claims against securities broker Wayne Ribnick (also known as Wayne Stuart Ribnick) [CRD: 2682822, Malibu, CA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Securities America Inc. Notably, investors allege sales practice violations in these disputes, including that […]

Soreide Law Group is investigating possible investor claims against securities broker TJ Fazzone (also known as Timothy Jay Fazzone) [CRD: 1610976, Dublin, OH]. Notably, FINRA sanctioned the securities broker, who worked for NYLife Securities LLC, because Fazzone allegedly converted funds. Here is a brief summary of FINRA’s allegations against Fazzone. FINRA Sanctions Fazzone For Conversion […]

Soreide Law Group is investigating possible investor claims against securities broker Raymond Jennison (also known as Raymond Ellis Jennison Jr.) [CRD: 867502, Dallas, TX]. Evidently, FINRA sanctioned the securities broker, who worked for First Canterbury Securities Inc. Allegedly, Raymond Jennison failed to testify when FINRA investigated the securities broker for potential FINRA rule infractions. Also, […]

Soreide Law Group is investigating possible investor claims against securities broker Nicholas Teutonico (also known as Patrick Nicholas Teutonico) [CRD: 2875434, Seaford, NY]. Mainly, FINRA sanctioned the securities broker, who worked for Network 1 Financial Securities Inc. Allegedly, Teutonico engaged in excessive trading. Here is a brief summary of FINRA’s allegations against Teutonico. FINRA Sanctions […]

Soreide Law Group is investigating possible investor claims against securities broker Michael Knittel (also known as Michael Murray Knittel) [CRD: 3274235, Dorado Hills, CA]. Evidently, FINRA sanctioned the securities broker, who worked for Fortune Financial Services Inc. Allegedly, Knittel engaged in private securities transactions. Also, an investor filed a dispute about him. Here is a […]

Soreide Law Group is investigating possible investor claims against securities broker Matthew Beleski (also known as Matthew David Beleski) [CRD: 5054098, Ann Arbor, MI]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for J.P. Morgan Securities LLC. Notably, investors allege sales practice violations in these disputes, […]

Soreide Law Group is investigating possible investor claims against securities broker Mark Tuller (also known as Mark Whitney Tuller) [CRD: 1886487, Marietta, GA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosed that investors complained about the securities broker, who worked for Wells Fargo Clearing Services LLC. Notably, investors allege sales practice violations in these disputes, […]