Investors have reportedly disputed the sales practices of securities broker Ashley Charles Woodard [CRD: 4703144, Greenville, South Carolina], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Woodard worked for NYLIFE Securities LLC from December 21, 2017, to October 28, 2020; IFS Securities from February 15, 2017, to November 13, 2017; and […]

Investors possibly experienced sales practice violations by securities broker Paul Michael Weinberger [CRD: 2757427, Clearwater, Florida], based on publicly available information on FINRA BrokerCheck. Evidently, Weinberger has worked for Cetera Financial Specialists LLC since February 5, 2021, and for Cetera Investment Advisers LLC since February 26, 2021. Previously, he was registered with National Asset Management […]

Investors might have sustained losses due to securities broker Mark Bruscianelli [CRD: 4177839, Chicago, Illinois], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Bruscianelli worked for National Securities Corporation from January 2, 2002, to July 22, 2022, and has been registered with B. Riley Wealth Management since July 22, 2022. Keep reading […]

Investors apparently complained about securities broker Shaun Joseph Grimaldi [CRD: 4529021, Red Bank, New Jersey], based on public information on FINRA BrokerCheck. Evidently, Grimaldi has been registered with Garden State Securities Inc. since August 2, 2024. He previously worked for J.H. Darbie Co. Inc. from May 9, 2024, to August 2, 2024, and for E1 […]

Investors potentially experienced sales practice violations because of securities broker Scott Erik Aabel (also known as Scott Eric Aabel) [CRD: 1493667, Osprey, Florida], based on disclosures on FINRA BrokerCheck. Evidently, Aabel worked for Spire Securities LLC from December 6, 2016, to April 14, 2025, and for Investors Capital Corp. from January 7, 2016, to August […]

Investors apparently complained about securities broker Jason Price Lamb [CRD: 3248356, Nashville, Tennessee], based on publicly available information on FINRA BrokerCheck. Evidently, Jason Lamb has been registered with Arete Wealth Management LLC since February 8, 2021, and previously worked for Center Street Securities Inc. in Soquel, California, from June 17, 2009, to December 1, 2023. […]

Investors have reportedly disputed the sales practices of securities broker Angelo Frank Anello [CRD: 2835091, Needham, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Anello has been registered with LPL Financial LLC in Needham, Massachusetts, since May 29, 2009, and as an investment adviser with the same firm since June 19, […]

Investors possibly experienced sales practice violations because of securities broker Christopher Nelson Kirkland (also known as Chris Kirkland and Christopher Nel Kirkland) [CRD: 5602044, Atlanta, Georgia], based on public information on FINRA BrokerCheck. Evidently, Christopher Kirkland has worked for several investment firms, including Cetera Wealth Services LLC and Cetera Investment Advisers LLC since September 5, […]

Investors apparently complained about securities broker Mark Elliot Zorn [CRD: 2056837, Addison, Texas], based on disclosures on FINRA BrokerCheck. Evidently, Zorn worked for Kestra Investment Services LLC from January 9, 2007, to June 22, 2022, and later for Cetera Advisor Networks LLC from June 21, 2022, to August 8, 2024. Read on to find out […]