Investors apparently complained about securities broker Kevin Clinton Loyd Jr [CRD: 4447419, Town and Country, Missouri], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Loyd worked for First Allied Securities Inc. from December 16, 2013, to September 8, 2022; Cetera Advisors LLC from September 8, 2022, to June 22, 2023; Cetera Investment Advisers LLC from November 12, 2020, to June 22, 2023; and LPL Financial LLC beginning June 20, 2023. See below for details about Loyd’s disclosures.
Specifically, on November 16, 2023, a Cetera Advisors LLC client filed a complaint about Kevin Loyd. Primarily, the client alleged that Loyd made unsuitable recommendations. For this reason, the client allegedly experienced damages associated with direct investments. Consequently, the client requested $17,500 in compensation from Cetera Advisors LLC or Loyd.
Also, a client of First Allied Securities Inc. disputed Kevin Loyd’s sales practices by filing FINRA Arbitration No. 23-02297. Allegedly, Loyd made unsuitable recommendations, breached a contract, and made misrepresentations. It appears that Loyd allegedly caused the investor to sustain damages connected to real estate securities. As a result, First Allied Securities Inc. opted to settle the matter on July 8, 2025, by compensating the client in the amount of $67,500.
Are you concerned regarding investments you made with Kevin Loyd? Contact Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Loyd and brokerage firms Loyd worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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