Investors potentially experienced sales practice violations by securities broker Jeffery Larry Akers [CRD: 4276796, Forest Hill, Maryland], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Akers worked for Kalos Capital Inc. from February 28, 2006, to September 30, 2022, and has worked for Arkadios Capital since August 16, 2022. See the […]

Investors potentially experienced sales practice violations by securities broker Dan Edward Wagner Jr. [CRD: 2867278, Greenville, South Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wagner worked for Triad Advisors LLC from May 19, 2014, to April 5, 2021, and has been registered with Arkadios Capital since April 1, 2021, while also […]

Investors apparently complained about securities broker Judson Gray Teekell [CRD: 841689, Shreveport, Louisiana], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Judson Teekell worked for M Holdings Securities Inc. from December 12, 2000, to December 31, 2025. Keep reading to find out more about the disclosures associated with this securities broker. […]

Investors have reportedly disputed the sales practices of securities broker John Edward Ledford [CRD: 2960837, Orlando, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ledford worked for Ameriprise Financial Services LLC from September 5, 2014, to June 23, 2020, and later joined Fortress Wealth Group LLC in June 2020, where he has […]

Investors potentially experienced sales practice violations by securities broker Martin S. Berman [CRD: 2406962, Los Angeles, California], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin Berman worked for Cetera Advisors LLC from September 8, 2022, to the present, Cetera Investment Advisers LLC from November 12, 2020, to the present, and previously for […]

Investors might have sustained losses due to securities broker Derek Guy McLean [CRD: 1939560, Chino, California], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McLean worked for First Allied Securities Inc. from May 30, 2008, to September 8, 2022, and later registered with Cetera Investment Advisers LLC on November 12, 2020, […]

Investors apparently complained about securities broker Daniel Theodore Wilson [CRD: 2858765, Mystic, Connecticut], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Daniel Wilson worked for Ameriprise Financial Services LLC from April 8, 1997, to the present as a broker, and since May 26, 2011, as a financial advisor. Read on […]

Investors potentially incurred losses because of securities broker Danny Ray Strain [CRD: 437903, Columbus, Georgia], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Strain worked for Cape Securities Inc. since November 3, 2008, Cape Investment Advisory Inc. since February 6, 2009, and Global Investment Advisory since March 19, 2026. Investors are encouraged to […]

Investors apparently complained about securities broker Andrew Templeton Murdoch [CRD: 4348536, Portland, Oregon], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Murdoch has been registered with Somerset Securities Inc. since July 16, 2019, and was previously associated with Somerset Wealth Management LLC from August 1, 2019, to August 30, 2022. […]