Broker Bernard Audet Allegedly Misrepresented Life Insurance Policies Investors are alleging losses because of Bernard Joseph Audet [CRD#: 1317819, Newtown Square, Pennsylvania]. Evidently, the securities broker, who joined MML Investors Services in 2017, discloses 7 investor disputes on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck. Apparently, Audet’s clients asserted claims of misrepresentation, omissions, and unsuitable insurance […]

Customers Allege Misconduct By First Allied Securities Brokers Soreide Law Group is investigating claims on behalf of investors who may have been victim to sales practice violations committed by First Allied Securities, Inc. (CRD#: 32344, San Diego, California) brokers including Douglas Alexander and Kevin Vandyke. Here is a summary of customers’ complaints against those brokers: […]

Complaint Filed Against Park Avenue Securities For Poor Annuity Advice Myles Davis Thurston II (CRD#: 1810907, Maitland, Florida) has been a registered representative of Park Avenue Securities LLC since June 8, 2001. He disclosed on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck that he is subject of a customer-initiated investment-related complaint dated November 20, 2017. Customer […]