Investors apparently complained about securities broker Michael Maggiore [CRD: 5596240, Colts Neck, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Maggiore has worked for Equitable Advisors LLC since October 2, 2008, working from offices in Colts Neck, New Jersey, Woodbridge, New Jersey, and Naples, Florida. Read on to learn more about […]

Investors reportedly may have incurred losses because of securities broker Mary Joanne Petretto (also known as MaryJoanne Petretto and MJ Petretto) [CRD: 3210670, Guilford, Connecticut], according to disclosures on FINRA BrokerCheck. According to the regulator, Mary Petretto has worked for Innovation Partners LLC since November 11, 2015. Here’s more about the disclosures related to this […]

Investors reportedly may have incurred losses due to securities broker Kathy Ann Borkovec (also known as Kathy Ann Berry and Kathy Ann Wallenfang) [CRD: 1867575, Northbrook, Illinois], according to disclosures on FINRA BrokerCheck. Borkovec has worked for Charles Schwab Co. Inc. since January 9, 2006, as a broker and since March 9, 2006, as an […]

Investors apparently complained about securities broker Jorge Menendez [CRD: 5138358, Miami, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Menendez has worked for Citigroup Global Markets Inc. since November 21, 2013, working at Citi Retail Banking in Miami, Florida, and CWM Retail, Sales in Doral, Florida. Read on to learn more about […]

Investors reportedly may have incurred losses because of securities broker John Peter Micera [CRD: 1255342, Mendham, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Micera has worked for RBC Capital Markets LLC at its Florham Park, New Jersey, location since March 9, 2002, and at its Mendham, New Jersey, location since […]

Investors potentially experienced losses due to securities broker John Hubert Chaney [CRD: 44529, Manchester, Missouri], according to disclosures on FINRA BrokerCheck. According to the regulator, John Chaney worked for Moloney Securities Co. Inc. from October 29, 2015, to December 31, 2023. Read on to learn more about the securities broker’s disclosures. Investor Alleged Unsuitable Advice […]

FINRA sanctioned securities broker John Alfred Dow Jr. [CRD: 2524415, Stillwater, Minnesota], according to disclosures on FINRA BrokerCheck. According to the regulator, John Dow worked for Morgan Stanley from August 1, 2012, to May 21, 2024. Here’s more about the disclosures concerning Dow. FINRA Barred Dow For Failure to Produce Documents Particularly, on January 6, […]

Investors reportedly may have incurred losses due to securities broker Edward Carchia Jr. (also known as Ed Carchia Jr. and Edward Karchia Jr.) [CRD: 1328905, Paramus, New Jersey], according to disclosures on FINRA BrokerCheck. According to the regulator, Edward Carchia worked for Morgan Stanley from June 1, 2009, to July 21, 2022. Here’s more about […]

Investors apparently complained about securities broker David John Taddeo [CRD: 1163829, La Mesa, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Taddeo worked for LPL Financial LLC from September 26, 2000, to March 8, 2024. Keep reading to learn more about the disclosures related to David Taddeo. LPL Financial LLC Investor Accused […]