One or more investors possibly experienced losses because of securities broker Marco Oreamuno [CRD: 4903418, Miami, Florida], based on disclosures on FINRA BrokerCheck. Oreamuno has worked for Bolton Global Capital since January 23, 2019, and Bolton Global Asset Management since March 11, 2019. Previously, he worked at Morgan Stanley in Miami, Florida, from September 10, […]

Investors may have incurred losses due to securities broker Robert John Leverte III (also known as Bob Leverte) [CRD: 2283504, Atlanta, Georgia], based on publicly available information reported on FINRA BrokerCheck. Robert Leverte III has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated since September 8, 2006, at its Atlanta, Georgia office, and since […]

Investors potentially experienced sales practice violations due to securities broker Alexander Birke Gorman [CRD: 4704694, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Alexander Gorman has worked with Morgan Stanley in New York, New York, since June 1, 2009. Read on to find out more the allegations made against […]

Investors potentially experienced losses due to securities broker Ray Don Gallette [CRD: 3041923, El Dorado Springs, Missouri], according to disclosures on FINRA BrokerCheck. Evidently, Gallette worked for Coastal Equities Inc. from January 4, 2013 to January 29, 2020. Keep reading to learn more about the disclosures involving this securities broker and the types of investments […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Thomas Gerard Ley [CRD: 1127048, Toms River, New Jersey], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Thomas Ley joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors on May 24, 2012. Below, you’ll […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Peter Frederick Reinecke [CRD: 2085940, Saint Louis, Missouri], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Peter Reinecke worked for Saxony Securities Inc. from September 10, 2012, to December 31, 2022. The following information concerns […]

Investors might have sustained losses due to securities broker Neil Jeffrey [CRD: 836146, New York, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Neil Lerner worked for Morgan Stanley from October 19, 2018, to February 13, 2024. Here’s an overview of Neil Lerner’s disclosures. Morgan Stanley Investor Accused Lerner Of […]

Investors potentially sustained damages through securities broker John William Wolf [CRD: 1846080, Appleton, Wisconsin], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Wolf worked for Purshe Kaplan Sterling Investments from November 20, 2009, to January 29, 2016. Below, you’ll find a summary of John Wolf’s disclosures. Cornerstone Financial Planning Investor Accused […]

Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker James Arthur Schwarz [CRD: 416535, Short Hills, New Jersey], as indicated by multiple disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck.  Evidently, Schwarz joined UBS Financial Services Inc. on January 10, 2013, as a financial advisor and securities […]