Securities Broker Dawn Strachan (Questar Capital Corporation) Involved In Investor Disputes New disclosures have surfaced on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck in regard to securities broker Dawn Alison Strachan (AKA Dawn Alison Osogwin) (CRD#: 4323197, Torrance, California). Specifically, two investors filed disputes about the securities broker. Here’s a quick summary of these disclosures, which […]

FINRA Bars Christopher Orlando For Allegedly Making Unsuitable Trades In Worden Client Accounts The Financial Industry Regulatory Authority (FINRA) shows through BrokerCheck that it barred securities broker Christopher George Orlando (CRD#: 4136262, New York, New York). Evidently, Orlando worked for firms Worden Capital Management (2016 to 2019), St. Bernard Financial Services (2019 to 2020), and […]