One or more investors apparently complained about securities broker Pragnesh J. Bhatt (also known as Mike Bhatt) [CRD: 5769860, Bethesda, Maryland], according to publicly available information through FINRA’s BrokerCheck. Evidently, Pragnesh Bhatt has been registered with NYLIFE Securities LLC since July 21, 2011. Below, you can learn more about the investor complaints and regulatory findings […]

Investors potentially experienced sales practice violations due to securities broker Terrell Todd Bowman (also known as Terrell Bowman) [CRD: 7382551, Falls Church, Virginia], according to publicly available information through FINRA’s BrokerCheck. Evidently, Terrell Bowman worked for Equitable Advisors LLC from June 30, 2021, to August 11, 2023. Keep reading to find out more about the […]

Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Ceondre LaQuan Colvin [CRD: 7329753, Pittsburgh, Pennsylvania]. Ceondre Colvin worked for NYLIFE Securities LLC from September 2022 to June 2024. Prior to this, he held positions at non-securities-related employers and managed his own businesses. Recent disclosures raise concerns about Colvin’s professional conduct, including allegations […]

LPL Clients Complain About Securities Broker Michael Henschel's Annuity, REIT Transactions Soreide Law Group comes to you with some helpful information in regard to securities broker Michael James Henschel (CRD#: 3112890, Stevens Point, Wisconsin). Specifically, the securities broker, who has worked as both an LPL Financial advisor and securities broker since October 2011, is involved […]

Ohio National Ending Broker Contracts And Annuity Trails For Advisors Soreide Law is investigating possible claims on behalf of advisors who have contracted to sell annuities through Ohio National Financial Services Inc. (Cincinnati, Ohio) – a company that markets financial and insurance products through the Unites States and abroad. The firm is considered a top […]