Timothy Tremblay (CRD 1201542) faces a pending $750,000 customer claim over variable annuity recommendations, according to his BrokerCheck report. A customer filed the claim on September 14, 2026, under docket number 26-01992, while Tremblay was registered with Centaurus Financial.
In addition, Centaurus Financial has settled several earlier customer disputes against Tremblay dating back to 2023.
A customer filed a dispute against Timothy Tremblay on March 5, 2025, alleging unsuitable, high-risk, illiquid investment recommendations. The dispute then settled August 1, 2025, with alleged damages of $94,000 and a $20,000 settlement.
Centaurus Financial settled another dispute on October 28, 2025, this one filed February 21, 2025 under docket number 25-00325. According to the disclosure, the customer alleged that in August 2022 and February 2024, Tremblay recommended and misrepresented unsuitable, high-risk, speculative investments with limited liquidity, seeking $100,000 in damages against a $60,820 settlement. Tremblay denied the allegations and said the firm settled without his agreement and without any contribution from him.
A customer alleged on August 15, 2024 that they suffered substantial losses due to a poor product recommendation. The dispute later settled November 7, 2025 for $134,000 against $500,000 in alleged damages. Tremblay again denied wrongdoing and said the firm settled without his agreement.
Centaurus Financial also settled a dispute filed January 3, 2024 under docket number 24-00025, since the customer alleged Tremblay concentrated the customer's accounts in unsuitable, high-risk, illiquid products. The dispute settled August 7, 2025 for $25,000 against $500,000 in alleged damages, and Tremblay made no contribution to the settlement.
The earliest dispute, filed June 2, 2023 under docket number 23-01527, alleged that from 2019 to the filing date, Tremblay recommended high-risk, unsuitable and illiquid investments. That claim then settled August 12, 2025, with $800,000 in alleged damages against a $78,750 settlement.
Customers filed a pending claim against Timothy Tremblay on September 14, 2026, under docket number 26-01992, seeking $750,000 in damages. The claimants allege that from around February 2014 to early 2026, Tremblay recommended unsuitable, illiquid investments and advised them to purchase variable annuity contracts.
Tremblay denied any wrongdoing in a statement on BrokerCheck, calling the allegations completely without merit. He said the investments were suitable, were recommended based on the customers' objectives, goals, and financial circumstances, and were offered only after the customers reviewed all related documentation. According to the statement, the customers confirmed in writing that they received the required disclosures and understood the characteristics and risks of the investments. No arbitrator has ruled on the claim.
FINRA member firms must supervise the activities of their brokers. If you have questions about an account that Timothy Tremblay handled, call Soreide Law Group at (888) 760-6552. You can also reach us online to speak with a securities attorney. Our securities lawyers handle FINRA arbitration claims on a contingency fee basis. Learn how FINRA arbitration works.
This post summarizes public FINRA records, including BrokerCheck, as of October 10, 2026. Allegations in customer complaints and arbitrations are claims, not findings. Pending claims remain open and undecided. A settlement is also not an admission of wrongdoing. FINRA may also update or correct these records after that date.
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