Michael Fisher (CRD 4056114) faces a pending customer claim alleging unsuitable trading in discretionary accounts, according to his BrokerCheck report. Claimants filed the claim on September 12, 2026, under docket number 26-01997, while Fisher was registered with Ameriprise Financial, and they seek compensatory damages of between $500,000 and $1,000,000.

Financial Industry Regulatory Authority sanctioned securities broker Arthur Craigg McRae [CRD: 4697209, Williamsville, New York], given the public information found on BrokerCheck. McRae worked for Wells Fargo Advisors Financial Network LLC from August 1, 2014, to October 3, 2024. Investors are encouraged to continue reading to discover more about McRae’s disclosures. FINRA Suspended And Fined […]

Investors apparently complained about securities broker Gianpaolo Bicego (also known as Paolo Bicego) [CRD: 5211610, Beverly Hills, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gianpaolo Bicego worked for J.P. Morgan Securities LLC from February 17, 2010, through October 25, 2023, and has been registered with Wells Fargo Clearing […]

Investors might have sustained losses due to securities broker Mahmoud Elawadi (also known as Mahmoud El Awadi) [CRD: 5319152, Orlando, Florida], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mahmoud Elawadi worked for Wells Fargo Clearing Services LLC from February 28, 2019, to January 20, 2026. Read on to discover […]

Investors apparently complained about securities broker James Randall Pringle (also known as JR Pringle) [CRD: 1277121, Indian Harbour Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pringle worked for Wells Fargo Clearing Services LLC from June 22, 2005, to January 13, 2026. Investors should review the information below to learn more […]

Investors might have sustained losses due to securities broker Zachary Andrew Harless (also known as Zack Harless) [CRD: 5525364, Manteca, California], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zachary Harless has worked for Wells Fargo Clearing Services LLC since July 22, 2013, and for Wells Fargo Advisors since July 23, 2013. Investors […]

Investors might have sustained losses due to securities broker Scott Francis Droskie [CRD: 2954696, St. Joseph, Michigan], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Scott Droskie worked for Wells Fargo Clearing Services LLC beginning on May 4, 2018, and Wells Fargo Advisors starting on May 8, 2018, both based in […]

Investors may have incurred losses due to securities broker Joseph Pierre Barreca Jr. (also known as Joe Barreca) [CRD: 3276048, Metairie, Louisiana], according to public information reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Barreca worked for Infinex Investments Inc. from July 1, 2016 to January 22, 2021, and for First Horizon Advisors Inc. from […]

Investors might have sustained losses due to securities broker Michael Steven Yarus [CRD: 1543852, Paramus, New Jersey], according to public information reported on FINRA BrokerCheck. Michael Yarus worked for Wells Fargo Clearing Services LLC from May 24, 2012 to February 13, 2023, and most recently for Carter, Terry Company Inc. from February 21, 2023 to […]